REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
07/05/2024 11:45
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RNS Number : 4438N Barclays PLC 07 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,558,888 0.45% 18,902,115 1.54%
(2) Cash-settled derivatives: 18,021,999 1.47% 5,226,512 0.43%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
23,580,887 1.92% 24,128,627 1.97%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Sale 17183 640.0000 ZAR 621.1924 ZAR
USD 0.54945 ordinary Purchase 1024499 27.7150 GBP 26.4750 GBP
USD 0.54945 ordinary Sale 3440032 27.7150 GBP 26.4750 GBP
USD 0.54945 ordinary Purchase 1227 31.9980 EUR 31.9980 EUR
USD 0.54945 ordinary Sale 6809 31.5041 EUR 31.5041 EUR
ADR Purchase 43917 17.0400 USD 16.8200 USD
ADR Sale 43917 17.0400 USD 16.8200 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary CFD Closing Short 706 27.2079 GBP
USD 0.54945 ordinary CFD Closing Short 11,037 26.9350 GBP
USD 0.54945 ordinary CFD Closing Short 12,547 27.4807 GBP
USD 0.54945 ordinary CFD Closing Short 26,154 27.1833 GBP
USD 0.54945 ordinary CFD Closing Short 29,630 27.4708 GBP
USD 0.54945 ordinary CFD Closing Short 83,104 27.0999 GBP
USD 0.54945 ordinary CFD Closing Short 118,426 26.9984 GBP
USD 0.54945 ordinary SWAP Decreasing Long 110 27.5713 GBP
USD 0.54945 ordinary SWAP Decreasing Long 118 27.7050 GBP
USD 0.54945 ordinary SWAP Decreasing Long 150 638.0007 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 488 27.4534 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,343 27.5000 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,481 27.3493 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,107 27.1034 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,570 27.3802 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,769 27.4317 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,090 27.4289 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,559 26.5876 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,701 27.3496 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,663 27.4318 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,596 627.9567 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 11,822 26.7739 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,981 26.6465 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,425 27.0669 GBP
USD 0.54945 ordinary SWAP Decreasing Long 19,747 626.0276 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 20,800 636.3836 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 20,896 621.8400 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 22,678 26.9394 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,815 27.1002 GBP
USD 0.54945 ordinary SWAP Decreasing Long 52,870 26.9478 GBP
USD 0.54945 ordinary SWAP Decreasing Long 66,000 27.2465 GBP
USD 0.54945 ordinary SWAP Decreasing Long 122,370 26.9695 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1 27.5300 GBP
USD 0.54945 ordinary SWAP Decreasing Short 43 27.4656 GBP
USD 0.54945 ordinary SWAP Decreasing Short 112 27.1235 GBP
USD 0.54945 ordinary CFD Decreasing Short 224 642.2547 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 265 633.6603 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 275 639.7110 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 275 639.7467 ZAR
USD 0.54945 ordinary CFD Decreasing Short 800 634.8253 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,136 27.0800 GBP
USD 0.54945 ordinary CFD Decreasing Short 1,456 621.8400 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,456 621.8400 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,657 631.7305 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,945 27.3085 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,000 638.3467 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,148 26.8252 GBP
USD 0.54945 ordinary CFD Decreasing Short 6,809 31.5007 EUR
USD 0.54945 ordinary SWAP Decreasing Short 7,715 26.9332 GBP
USD 0.54945 ordinary SWAP Decreasing Short 8,256 634.1945 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 9,685 27.4658 GBP
USD 0.54945 ordinary SWAP Decreasing Short 15,901 634.9449 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 17,357 640.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 27,815 631.1699 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 31,757 639.6511 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 36,500 635.0185 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 79,151 27.5016 GBP
USD 0.54945 ordinary SWAP Decreasing Short 119,119 26.7469 GBP
USD 0.54945 ordinary CFD Decreasing Short 174,800 627.7155 ZAR
USD 0.54945 ordinary SWAP Increasing Long 5 27.5860 GBP
USD 0.54945 ordinary SWAP Increasing Long 10 638.8600 ZAR
USD 0.54945 ordinary SWAP Increasing Long 13 27.5603 GBP
USD 0.54945 ordinary SWAP Increasing Long 17 638.9747 ZAR
USD 0.54945 ordinary SWAP Increasing Long 103 27.2078 GBP
USD 0.54945 ordinary SWAP Increasing Long 145 27.3673 GBP
USD 0.54945 ordinary SWAP Increasing Long 712 27.4515 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,774 642.3800 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2,060 27.4148 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,109 27.3956 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,682 638.9373 ZAR
USD 0.54945 ordinary SWAP Increasing Long 5,238 27.4008 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,374 26.7833 GBP
USD 0.54945 ordinary SWAP Increasing Long 11,435 26.9347 GBP
USD 0.54945 ordinary SWAP Increasing Long 13,769 26.6980 GBP
USD 0.54945 ordinary SWAP Increasing Long 15,322 639.3088 ZAR
USD 0.54945 ordinary SWAP Increasing Long 17,712 639.0246 ZAR
USD 0.54945 ordinary SWAP Increasing Long 21,289 27.4358 GBP
USD 0.54945 ordinary SWAP Increasing Long 23,350 27.3229 GBP
USD 0.54945 ordinary SWAP Increasing Long 35,173 27.4852 GBP
USD 0.54945 ordinary SWAP Increasing Long 68,932 27.2337 GBP
USD 0.54945 ordinary SWAP Increasing Long 88,884 27.4393 GBP
USD 0.54945 ordinary SWAP Increasing Long 134,600 27.2545 GBP
USD 0.54945 ordinary SWAP Increasing Short 265 633.6603 ZAR
USD 0.54945 ordinary SWAP Increasing Short 275 639.7110 ZAR
USD 0.54945 ordinary SWAP Increasing Short 275 639.7467 ZAR
USD 0.54945 ordinary SWAP Increasing Short 667 26.6241 GBP
USD 0.54945 ordinary CFD Increasing Short 1,227 32.0015 EUR
USD 0.54945 ordinary CFD Increasing Short 1,456 621.8400 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,456 621.8400 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,657 631.7305 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,000 638.3467 ZAR
USD 0.54945 ordinary CFD Increasing Short 5,885 638.7264 ZAR
USD 0.54945 ordinary SWAP Increasing Short 8,256 634.1945 ZAR
USD 0.54945 ordinary CFD Increasing Short 15,144 626.1400 ZAR
USD 0.54945 ordinary SWAP Increasing Short 15,337 26.9649 GBP
USD 0.54945 ordinary SWAP Increasing Short 15,901 634.9449 ZAR
USD 0.54945 ordinary CFD Increasing Short 17,357 640.0640 ZAR
USD 0.54945 ordinary CFD Increasing Short 31,757 639.8430 ZAR
USD 0.54945 ordinary SWAP Increasing Short 36,500 635.0185 ZAR
USD 0.54945 ordinary SWAP Increasing Short 174,800 627.9038 ZAR
USD 0.54945 ordinary CFD Opening Long 179 27.3375 GBP
USD 0.54945 ordinary CFD Opening Long 339 27.2723 GBP
USD 0.54945 ordinary SWAP Opening Long 3,640 26.7602 GBP
USD 0.54945 ordinary CFD Opening Long 6,988 26.9645 GBP
USD 0.54945 ordinary SWAP Opening Long 11,370 26.7445 GBP
USD 0.54945 ordinary SWAP Opening Long 12,000 26.8783 GBP
USD 0.54945 ordinary SWAP Opening Long 13,080 26.8120 GBP
USD 0.54945 ordinary SWAP Opening Long 13,597 26.9370 GBP
USD 0.54945 ordinary CFD Opening Long 16,151 26.9566 GBP
USD 0.54945 ordinary CFD Opening Long 17,357 26.7961 GBP
USD 0.54945 ordinary CFD Opening Long 19,874 26.9350 GBP
USD 0.54945 ordinary CFD Opening Long 20,797 27.1925 GBP
USD 0.54945 ordinary CFD Opening Long 21,574 27.4179 GBP
USD 0.54945 ordinary CFD Opening Long 22,073 27.0005 GBP
USD 0.54945 ordinary SWAP Opening Long 23,750 26.8625 GBP
USD 0.54945 ordinary CFD Opening Long 31,254 27.2758 GBP
USD 0.54945 ordinary SWAP Opening Long 57,897 27.1496 GBP
USD 0.54945 ordinary SWAP Opening Long 72,003 26.9331 GBP
USD 0.54945 ordinary CFD Opening Long 418,573 27.4627 GBP
USD 0.54945 ordinary CFD Opening Long 1,680,000 27.5000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 07 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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