REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited

BarclaysAnnouncement

07/05/2024 11:45

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RNS Number : 4440N  Barclays PLC  07 May 2024

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                         BHP GROUP LTD

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                     BHP GROUP LTD

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                               03 May 2024
 (e)                In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 ANGLO AMERICAN PLC
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                             Ordinary NPV
                                                                                                         Interests                   Short Positions
                    Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                        8,051,149     0.16%         6,144,893     0.12%
 (2) Cash-settled derivatives:                                                                           4,371,436     0.09%         4,970,369     0.10%
 (3) Stock-settled derivatives (including options) and agreements to                                     0             0.00%         0             0.00%
 purchase/sell:
                                                                                                         12,422,585    0.24%         11,115,262    0.22%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 Ordinary NPV       Purchase                   757344                         22.5200  GBP               22.1452  GBP
 Ordinary NPV       Sale                       403427                         22.5300  GBP               22.1500  GBP
 Ordinary NPV       Purchase                   71642                          42.5600  AUD               42.3453  AUD
 Ordinary NPV       Sale                       102927                         42.8695  AUD               42.3453  AUD

 (b)                Cash-settled derivative transactions
 Class of           Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 Ordinary NPV       CFD                        Decreasing Long                282                        42.5100  AUD
 Ordinary NPV       SWAP                       Decreasing Long                384                        521.3000  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                475                        517.7489  ZAR
 Ordinary NPV       CFD                        Decreasing Long                1,957                      518.1556  ZAR
 Ordinary NPV       CFD                        Decreasing Long                4,068                      521.3000  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                4,073                      519.3622  ZAR
 Ordinary NPV       CFD                        Decreasing Long                7,918                      42.3770  AUD
 Ordinary NPV       CFD                        Decreasing Long                8,058                      521.4466  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                11,256                     520.9281  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                17,052                     521.0545  ZAR
 Ordinary NPV       CFD                        Decreasing Long                22,932                     516.3409  ZAR
 Ordinary NPV       CFD                        Decreasing Long                24,267                     520.2261  ZAR
 Ordinary NPV       CFD                        Decreasing Long                24,982                     517.9207  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                29,987                     521.7566  ZAR
 Ordinary NPV       CFD                        Decreasing Short               1                          22.4100  GBP
 Ordinary NPV       SWAP                       Decreasing Short               82                         22.4298  GBP
 Ordinary NPV       SWAP                       Decreasing Short               214                        22.2300  GBP
 Ordinary NPV       CFD                        Decreasing Short               274                        22.2600  GBP
 Ordinary NPV       SWAP                       Decreasing Short               384                        521.3000  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               754                        22.2428  GBP
 Ordinary NPV       CFD                        Decreasing Short               804                        22.3300  GBP
 Ordinary NPV       SWAP                       Decreasing Short               914                        22.5104  GBP
 Ordinary NPV       SWAP                       Decreasing Short               980                        22.3987  GBP
 Ordinary NPV       SWAP                       Decreasing Short               1,199                      22.4574  GBP
 Ordinary NPV       SWAP                       Decreasing Short               1,759                      22.4703  GBP
 Ordinary NPV       SWAP                       Decreasing Short               2,000                      22.4977  GBP
 Ordinary NPV       SWAP                       Decreasing Short               2,451                      22.4597  GBP
 Ordinary NPV       CFD                        Decreasing Short               2,625                      22.3226  GBP
 Ordinary NPV       SWAP                       Decreasing Short               3,907                      22.4384  GBP
 Ordinary NPV       SWAP                       Decreasing Short               4,068                      521.3000  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               4,456                      22.4570  GBP
 Ordinary NPV       SWAP                       Decreasing Short               5,260                      22.4258  GBP
 Ordinary NPV       SWAP                       Decreasing Short               6,426                      22.4542  GBP
 Ordinary NPV       SWAP                       Decreasing Short               9,381                      22.4222  GBP
 Ordinary NPV       SWAP                       Decreasing Short               10,401                     22.4394  GBP
 Ordinary NPV       SWAP                       Decreasing Short               11,256                     520.9281  ZAR
 Ordinary NPV       CFD                        Decreasing Short               11,564                     22.2531  GBP
 Ordinary NPV       SWAP                       Decreasing Short               13,421                     22.4309  GBP
 Ordinary NPV       CFD                        Decreasing Short               14,873                     22.3042  GBP
 Ordinary NPV       SWAP                       Decreasing Short               17,052                     521.0545  ZAR
 Ordinary NPV       CFD                        Decreasing Short               19,714                     22.4414  GBP
 Ordinary NPV       SWAP                       Decreasing Short               24,267                     520.0701  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               29,043                     22.4110  GBP
 Ordinary NPV       CFD                        Decreasing Short               29,972                     22.4141  GBP
 Ordinary NPV       SWAP                       Decreasing Short               29,987                     521.7566  ZAR
 Ordinary NPV       SWAP                       Increasing Long                1                          516.6500  ZAR
 Ordinary NPV       SWAP                       Increasing Long                2                          517.0400  ZAR
 Ordinary NPV       SWAP                       Increasing Long                240                        22.3374  GBP
 Ordinary NPV       CFD                        Increasing Long                475                        517.6065  ZAR
 Ordinary NPV       SWAP                       Increasing Long                766                        521.3000  ZAR
 Ordinary NPV       SWAP                       Increasing Long                1,957                      517.9485  ZAR
 Ordinary NPV       SWAP                       Increasing Long                2,000                      22.4722  GBP
 Ordinary NPV       CFD                        Increasing Long                4,068                      521.3000  ZAR
 Ordinary NPV       CFD                        Increasing Long                4,073                      519.2194  ZAR
 Ordinary NPV       SWAP                       Increasing Long                5,025                      518.1314  ZAR
 Ordinary NPV       SWAP                       Increasing Long                8,058                      521.3032  ZAR
 Ordinary NPV       SWAP                       Increasing Long                10,965                     516.9605  ZAR
 Ordinary NPV       CFD                        Increasing Long                15,400                     42.8695  AUD
 Ordinary NPV       SWAP                       Increasing Long                16,439                     516.7104  ZAR
 Ordinary NPV       SWAP                       Increasing Long                22,932                     516.1990  ZAR
 Ordinary NPV       SWAP                       Increasing Long                24,982                     517.7783  ZAR
 Ordinary NPV       CFD                        Increasing Long                25,285                     42.4100  AUD
 Ordinary NPV       CFD                        Increasing Long                154,468                    517.8917  ZAR
 Ordinary NPV       SWAP                       Increasing Short               1                          516.6500  ZAR
 Ordinary NPV       SWAP                       Increasing Short               2                          517.0400  ZAR
 Ordinary NPV       SWAP                       Increasing Short               42                         22.1901  GBP
 Ordinary NPV       SWAP                       Increasing Short               262                        42.4249  AUD
 Ordinary NPV       SWAP                       Increasing Short               267                        22.4101  GBP
 Ordinary NPV       SWAP                       Increasing Short               290                        22.1900  GBP
 Ordinary NPV       SWAP                       Increasing Short               484                        22.2722  GBP
 Ordinary NPV       SWAP                       Increasing Short               521                        22.2415  GBP
 Ordinary NPV       SWAP                       Increasing Short               545                        42.4295  AUD
 Ordinary NPV       SWAP                       Increasing Short               740                        22.2851  GBP
 Ordinary NPV       SWAP                       Increasing Short               766                        521.3000  ZAR
 Ordinary NPV       SWAP                       Increasing Short               973                        22.4100  GBP
 Ordinary NPV       SWAP                       Increasing Short               1,089                      22.1761  GBP
 Ordinary NPV       SWAP                       Increasing Short               1,390                      22.1968  GBP
 Ordinary NPV       SWAP                       Increasing Short               2,282                      22.1768  GBP
 Ordinary NPV       SWAP                       Increasing Short               3,516                      22.4084  GBP
 Ordinary NPV       SWAP                       Increasing Short               4,068                      521.3000  ZAR
 Ordinary NPV       SWAP                       Increasing Short               5,025                      518.1314  ZAR
 Ordinary NPV       SWAP                       Increasing Short               6,245                      22.2959  GBP
 Ordinary NPV       CFD                        Increasing Short               6,423                      22.3949  GBP
 Ordinary NPV       SWAP                       Increasing Short               7,629                      22.2166  GBP
 Ordinary NPV       CFD                        Increasing Short               9,615                      22.4100  GBP
 Ordinary NPV       SWAP                       Increasing Short               10,965                     516.9605  ZAR
 Ordinary NPV       SWAP                       Increasing Short               11,120                     22.2302  GBP
 Ordinary NPV       CFD                        Increasing Short               12,768                     22.2116  GBP
 Ordinary NPV       SWAP                       Increasing Short               14,640                     22.2210  GBP
 Ordinary NPV       SWAP                       Increasing Short               16,439                     516.7104  ZAR
 Ordinary NPV       SWAP                       Increasing Short               21,382                     22.2036  GBP
 Ordinary NPV       SWAP                       Increasing Short               47,836                     22.2636  GBP
 Ordinary NPV       CFD                        Increasing Short               53,187                     22.3187  GBP
 Ordinary NPV       CFD                        Increasing Short               126,376                    22.3341  GBP
 Ordinary NPV       SWAP                       Increasing Short               154,468                    518.0471  ZAR
 Ordinary NPV       CFD                        Increasing Short               195,817                    22.3271  GBP

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                     NO
 Date of disclosure:                                                                                     07 May 2024
 Contact name:                                                                                           Large Holdings Regulatory Operations
 Telephone number:                                                                                       020 3134 7213

 

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