REG - HSBC Holdings PLC - Director/PDMR Shareholding <Origin Href="QuoteRef">HSBA.L</Origin> - Part 1
RNS Number : 6302RHSBC Holdings PLC22 September 2017HSBC HOLDINGS PLC
22 September 2017
Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs
The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 20 September 2017:
Directors
Name
Price per Share / ADS1
Shares acquired
Kathleen Casey
US$49.84001
18 American Depositary Shares1
(representing 90 ordinary shares of US$0.50 each)
Henri de Castries
US$9.9680
168
Douglas Flint
7.2401
58
Stuart Gulliver
US$9.9680
29,806
Irene Lee
US$9.9680
104
Iain Mackay
US$9.9680
16,666
Heidi Miller
US$49.06001
8 American Depositary Shares1
(representing 40 ordinary shares of US$0.50 each)
Marc Moses
US$9.9680
16,845
Other PDMRs
Name
Price per Share
Shares acquired
Samir Assaf
US$9.9680
16,426
Peter Boyles
US$9.9680
7.2401
3,927
2,974
Patrick Burke
US$9.9680
7.2174
4,577
2,116
John Flint
US$9.9680
6,080
Andy Maguire
US$9.9680
2,704
Paulo Maia
US$9.9680
7.2401
7.2525
2,542
2,165
4
Noel Quinn
US$9.9680
3,370
Antonio Simoes
US$9.9680
3,456
Peter Wong
US$9.9680
7.2401
10,460
12,845
Persons closely associated ("CAP") with the PDMR
Name
Price per Share
Shares acquired
Camay Wong
(CAP of Peter Wong)
US$9.9680
239
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Kathleen Casey
2 - Reason for the notification
Position/status
Non-executive Director
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each
GB0005405286
Outside a trading venue
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$49.84
18
$897.12
Aggregated
$49.84
18
$897.12
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Henri de Castries
2 - Reason for the notification
Position/status
Non-executive Director
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
168
$1,674.62
Aggregated
$9.968
168
$1,674.62
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Douglas Flint
2 - Reason for the notification
Position/status
Group Chairman
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
Nature of Transaction:
Acquisition
Price
Volume
Total
7.24
58
419.93
Aggregated
7.24
58
419.93
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Stuart Gulliver
2 - Reason for the notification
Position/status
Group Chief Executive
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
29,806
$297,106.21
Aggregated
$9.968
29,806
$297,106.21
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Irene Lee
2 - Reason for the notification
Position/status
Non-executive Director
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
104
$1,036.67
Aggregated
$9.968
104
$1,036.67
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Iain Mackay
2 - Reason for the notification
Position/status
Group Finance Director
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
16,666
$166,126.69
Aggregated
$9.968
16,666
$166,126.69
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Heidi Miller
2 - Reason for the notification
Position/status
Non-executive Director
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each.
GB0005405286
Outside a trading venue
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$49.06
8
$392.48
Aggregated
$49.06
8
$392.48
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Marc Moses
2 - Reason for the notification
Position/status
Group Chief Risk Officer
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
16,845
$167,910.96
Aggregated
$9.968
16,845
$167,910.96
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Samir Assaf
2 - Reason for the notification
Position/status
Chief Executive, Global Banking and Markets
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
16,426
$163,734.37
Aggregated
$9.968
16,426
$163,734.37
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Peter Boyles
2 - Reason for the notification
Position/status
Chief Executive, Global Private Banking
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
Nature of Transaction:
Acquisition
Price
Volume
Total
7.24
2,974
21,532.06
Aggregated
7.24
2,974
21,532.06
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
3,927
$39,144.34
Aggregated
$9.968
3,927
$39,144.34
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Patrick Burke
2 - Reason for the notification
Position/status
President and Chief Executive of HSBC US
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
Nature of Transaction:
Acquisition
Price
Volume
Total
7.22
2,116
15,272.02
Aggregated
7.217
2,116
15,272.02
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
4,577
$45,623.54
Aggregated
$9.968
4,577
$45,623.54
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
John Flint
2 - Reason for the notification
Position/status
Chief Executive, Retail Banking and Wealth Management
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD -United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
6,080
$60,605.44
Aggregated
$9.968
6,080
$60,605.44
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Andy Maguire
2 - Reason for the notification
Position/status
Group Chief Operating Officer
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
2,704
$26,953.47
Aggregated
$9.968
2,704
$26,953.47
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Paulo Maia
2 - Reason for the notification
Position/status
Chief Executive, Latin America
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
Nature of Transaction:
Acquisition
Price
Volume
Total
7.24
2,165
15,674.82
7.25
4
29.01
Aggregated
7.24
2,169
15,703.83
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
2,542
$25,338.66
Aggregated
$9.968
2,542
$25,338.66
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Noel Quinn
2 - Reason for the notification
Position/status
Chief Executive, Global Commercial Banking
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
3,370
$33,592.16
Aggregated
$9.968
3,370
$33,592.16
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Antonio Simoes
2 - Reason for the notification
Position/status
Chief Executive, HSBC Bank plc
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
3,456
$34,449.41
Aggregated
$9.968
3,456
$34,449.41
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Peter Wong
2 - Reason for the notification
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
Nature of Transaction:
Acquisition
Price
Volume
Total
7.24
12,845
92,999.08
Aggregated
7.24
12,845
92,999.08
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
10,460
$104,265.28
Aggregated
$9.968
10,460
$104,265.28
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Camay Wong
2 - Reason for the notification
Position/status
Person closely associated with Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
Initial notification/amendment
Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
Full name of the entity
HSBC Holdings plc
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-09-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD -United States Dollar
Nature of Transaction:
Acquisition
Price
Volume
Total
$9.97
239
$2,382.35
Aggregated
$9.968
239
$2,382.35
For any queries related to this notification, please contact:
JJ Williams
Shareholder Services
020 3268 3568
This information is provided by RNSThe company news service from the London Stock ExchangeENDDSHSEIFWEFWSESU
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