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RNS Number : 2014K  General Electric Company  03 May 2022

 

SEC Form 4

 FORM 4                                                                         UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL

Washington, D.C. 20549                                                  OMB Number:          3235-0287

                                                                        Estimated average burden

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                            hours per response:  0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
 

or Section 30(h) of the Investment Company Act of 1940

 

           Check this box if no longer subject to Section 16. Form 4 or Form 5

         obligations may continue. See Instruction 1(b).

 

 

 

 

Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).

 
 
 
 

 

 1. Name and Address of Reporting Person(*)  2. Issuer Name and Ticker or Trading Symbol               5. Relationship of Reporting Person(s) to Issuer

Slattery John S.
GENERAL ELECTRIC CO [ GE ]
(Check all applicable)

    Director                        10% Owner

                                                                                                     X Officer (give title below)      Other (specify below)

(Last)  (First)  (Middle)                                                                            Senior Vice President

 
 

GENERAL ELECTRIC COMPANY
 5NECCO STREET

 

 (Street)

BOSTON  MA  02210

 

(City)  (State)  (Zip)

 
                                             3. Date of Earliest Transaction (Month/Day/Year)

05/02/2022
                                             4. If Amendment, Date of Original Filed (Month/Day/Year)  6. Individual or Joint/Group Filing (Check Applicable Line)

X Form filed by One Reporting Person
                                                                                                           Form filed by More than One Reporting Person

 

 

 (Last)  (First)  (Middle)

 

 GENERAL ELECTRIC COMPANY
 5 NECCO STREET

 

(Street)

 BOSTON  MA  02210

 

 (City)  (State)  (Zip)

 

2. Issuer Name and Ticker or Trading Symbol

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

     Director                        10% Owner
 X   Officer (give title below)      Other (specify below)
 Senior Vice President

 

3. Date of Earliest Transaction (Month/Day/Year)

05/02/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

 X   Form filed by One Reporting Person
     Form filed by More than One Reporting Person

 

 

 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
 Owned
 1. Title of Security (Instr. 3)  2. Transaction Date (Month/Day/Year)  2A. Deemed Execution Date, if any (Month/Day/Year)  3. Transaction Code (Instr. 8)      4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)       5. Amount of Securities Beneficially Owned Following Reported Transaction(s)  6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)  7. Nature of Indirect Beneficial Ownership (Instr. 4)
                                                                                                                                                                                                                                        (Instr. 3 and 4)
                                  Code                                                                                      V                                   Amount                  (A) or (D)              Price
 Common Stock                     05/02/2022                                                                                P                                   3,601                   A                       $75                     3,601                                                                         D

 

 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
 1. Title of Derivative Security (Instr. 3)  2. Conversion or Exercise Price of Derivative    3. Transaction Date (Month/Day/Year)  3A. Deemed Execution Date, if any                4. Transaction Code (Instr. 8)      5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3,     6. Date Exercisable and Expiration Date (Month/Day/Year)      7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and      8. Price of Derivative Security (Instr. 5)  9. Number of derivative         10. Ownership Form: Direct (D) or Indirect (I)    11. Nature of Indirect Beneficial Ownership
                                             Security                                                                               (Month/Day/Year)                                                                     4 and 5)                                                                                                                                        4)                                                                                                                              Securities Beneficially Owned   (Instr. 4)                                        (Instr. 4)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Following Reported
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Transaction(s) (Instr. 4)
                                             Code                                                                                   V                                                                  (A)                                                        (D)                                      Date Exercisable               Expiration Date                Title                                     Amount or Number of Shares

 

 Explanation of Responses:

 

     Brandon Smith on behalf of John S. Slattery  05/03/2022
     ** Signature of Reporting Person             Date
 Reminder: Report on a separate line for each class of securities beneficially
 owned directly or indirectly.
 * If the form is filed by more than one reporting person, see Instruction 4
 (b)(v).
 ** Intentional misstatements or omissions of facts constitute Federal Criminal
 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note: File three copies of this Form, one of which must be manually signed. If
 space is insufficient, see Instruction 6 for procedure.
 Persons who respond to the collection of information contained in this form
 are not required to respond unless the form displays a currently valid OMB
 Number.

 

SEC Form 4

 FORM 4                                                                         UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL

Washington, D.C. 20549                                                  OMB Number:          3235-0287

                                                                        Estimated average burden

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                            hours per response:  0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
 

or Section 30(h) of the Investment Company Act of 1940

 

           Check this box if no longer subject to Section 16. Form 4 or Form 5

         obligations may continue. See Instruction 1(b).

 

 

 

 

Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).

 
 
 
 

 

 1. Name and Address of Reporting Person(*)  2. Issuer Name and Ticker or Trading Symbol               5. Relationship of Reporting Person(s) to Issuer

Strazik Scott
GENERAL ELECTRIC CO [ GE ]
(Check all applicable)

    Director                        10% Owner

                                                                                                     X Officer (give title below)      Other (specify below)

(Last)  (First)  (Middle)                                                                            Senior Vice President

 
 

GENERAL ELECTRIC COMPANY
 5NECCO STREET

 

 (Street)

BOSTON  MA  02210

 

(City)  (State)  (Zip)

 
                                             3. Date of Earliest Transaction (Month/Day/Year)

05/02/2022
                                             4. If Amendment, Date of Original Filed (Month/Day/Year)  6. Individual or Joint/Group Filing (Check Applicable Line)

X Form filed by One Reporting Person
                                                                                                           Form filed by More than One Reporting Person

 

 

 (Last)  (First)  (Middle)

 

 GENERAL ELECTRIC COMPANY
 5 NECCO STREET

 

(Street)

 BOSTON  MA  02210

 

 (City)  (State)  (Zip)

 

2. Issuer Name and Ticker or Trading Symbol

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

     Director                        10% Owner
 X   Officer (give title below)      Other (specify below)
 Senior Vice President

 

3. Date of Earliest Transaction (Month/Day/Year)

05/02/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

 X   Form filed by One Reporting Person
     Form filed by More than One Reporting Person

 

 

 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
 Owned
 1. Title of Security (Instr. 3)  2. Transaction Date (Month/Day/Year)  2A. Deemed Execution Date, if any (Month/Day/Year)  3. Transaction Code (Instr. 8)      4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)       5. Amount of Securities Beneficially Owned Following Reported Transaction(s)  6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)  7. Nature of Indirect Beneficial Ownership (Instr. 4)
                                                                                                                                                                                                                                        (Instr. 3 and 4)
                                  Code                                                                                      V                                   Amount                  (A) or (D)              Price
 Common Stock                     05/02/2022                                                                                P                                   2,500                   A                       $73.57                  15,634                                                                        D
 Common Stock                     05/02/2022                                                                                P                                   1,237                   A                       $75.55                  9,581                                                                         I                                                         401(k)
 Common Stock                                                                                                                                                                                                                           5,240                                                                         I                                                         Spouse's 401(k)

 

 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
 1. Title of Derivative Security (Instr. 3)  2. Conversion or Exercise Price of Derivative    3. Transaction Date (Month/Day/Year)  3A. Deemed Execution Date, if any                4. Transaction Code (Instr. 8)      5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3,     6. Date Exercisable and Expiration Date (Month/Day/Year)      7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and      8. Price of Derivative Security (Instr. 5)  9. Number of derivative         10. Ownership Form: Direct (D) or Indirect (I)    11. Nature of Indirect Beneficial Ownership
                                             Security                                                                               (Month/Day/Year)                                                                     4 and 5)                                                                                                                                        4)                                                                                                                              Securities Beneficially Owned   (Instr. 4)                                        (Instr. 4)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Following Reported
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Transaction(s) (Instr. 4)
                                             Code                                                                                   V                                                                  (A)                                                        (D)                                      Date Exercisable               Expiration Date                Title                                     Amount or Number of Shares

 

 Explanation of Responses:

 

     Brandon Smith on behalf of Scott Strazik  05/03/2022
     ** Signature of Reporting Person          Date
 Reminder: Report on a separate line for each class of securities beneficially
 owned directly or indirectly.
 * If the form is filed by more than one reporting person, see Instruction 4
 (b)(v).
 ** Intentional misstatements or omissions of facts constitute Federal Criminal
 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note: File three copies of this Form, one of which must be manually signed. If
 space is insufficient, see Instruction 6 for procedure.
 Persons who respond to the collection of information contained in this form
 are not required to respond unless the form displays a currently valid OMB
 Number.

 

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