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HGG - Henderson News Story

233.7p -1.1  -0.5%

Last Trade - 26/05/17

Sector
Financials
Size
Large Cap
Market Cap £3.31bn
Enterprise Value £2.70bn
Revenue £1.72bn
Position in Universe th / 1819

Henderson Group plc - Henderson Group - Holding(s) in Company - UBS

Fri 26th May, 2017 10:30am
RNS Number : 3708G
Henderson Group plc
26 May 2017


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Henderson Group PLC

JE00B3CM9527, AU000000HGG2

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

n/a

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

n/a

An event changing the breakdown of voting rights

n/a

Other (please specify):


n/a

3. Full name of person(s) subject to the
notification obligation:

UBS Investment Bank

UBS Group AG

4. Full name of shareholder(s)
(if different from 3.):

UBS AG London Branch

UBS Limited

UBS Securities Australia Limited

5. Date of the transaction and date on
which the threshold is crossed or reached:

19 May 2017

6. Date on which issuer notified:

25 May 2017

7. Threshold(s) that is/are crossed or
reached:

5% Section A

6% Section (A+B+C)



8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights


Direct

Indirect

Direct

Indirect

JE00B3CM9527

AU000000HGG2

Below Notifiable Threshold

Below Notifiable Threshold

-

-

66,895,432

-

5.91%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Right to Recall lent shares

-

Any Time

2,450,800

0.22%


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

% of voting rights

Equity Swaps

-

From 30-05-17 To 11-05-20

-

9,434,003

Nominal

Delta

-

0.83%


Total (A+B+C)

Number of voting rights

Percentage of voting rights

78,780,235

6.96%



9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.

UBS AG:

- directly through its branches: UBS AG London Branch - 12,831,511 (1.13%);

- indirectly through its subsidiaries: UBS Limited - 351,032 (0.03%) and

- indirectly through its subsidiaries: UBS Securities Australia Limited - 65,597,692 (5.80%)


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:




13. Additional information:



14. Contact name:

Jamie Bonney / David Iglesias

15. Contact telephone number:

+41 44 239 8058


This information is provided by RNS
The company news service from the London Stock Exchange
END
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