REG-Statement re notification of major interest in shares <Origin Href="QuoteRef">ICP.L</Origin>
10/10/2017 09:12
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii): Intermediate Capital Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name Aviva plc & its subsidiaries
City and country of registered office (if applicable) London, England
4. Full name of shareholder(s) (if different from 3.) (v)
Name Registered Holder: Available Upon Request 3,249* Chase (GA Group) Nominees Limited 4,183,656 * Chase Nominees Limited 22,194* HSBC Global Custody Nominee (UK) Limited 11,595,990* State Street Nominees Limited 294,688* *denotes direct interest Chase Nominees Limited 1,397,284 Vidacos Nominees Limited 6,031,179
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached (vi): 06/10/2017
6. Date on which issuer notified (DD/MM/YYYY): 09/10/2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights of issuer (vii)
Resulting situation on the date on which threshold was crossed or reached 8.11% 0.47% 8.58% 290,180,763
Position of previous notification (if applicable) 8.58% 8.58%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares ISIN code (if possible)
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares GB00BYT1DJ19 16,099,777 7,428,463 5.55% 2.56%
SUBTOTAL 8. A 23,528,240 8.11%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
date (x) Conversion Period (xi)
RIGHT TO RECALL LOANED SHARES N/A N/A 1,369,876* *DIRECT INTEREST 0.47%
SUBTOTAL 8. B 1 1,369,876 0.47%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash settlement (xii) Number of voting rights % of voting rights
date (x) Conversion Period (xi)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv )(please add additional rows as necessary) X
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Aviva plc 8.11% 8.58%
Aviva Group Holdings Limited 8.11% 8.58%
Aviva Investors Holdings Limited 8.11% 8.58%
Aviva Investors Global Services Limited 8.11% 8.58%
Aviva plc 8.11% 8.58%
Aviva Group Holdings Limited 8.11% 8.58%
Friends Provident International Limited
10. In case of proxy voting, please identify:
Name of the proxy holder See Section 4
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
This notification is prompted by a 6% to 5% Change at Direct Interest Level (Box 8A)
Place of completion Norwich, England
Date of completion 09 October 2017
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
Source: Intermediate Capital Group plc via Globenewswire