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KAZ - Kaz Minerals News Story

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Sector
Basic Materials
Size
Large Cap
Market Cap £4.01bn
Enterprise Value £5.92bn
Revenue £1.69bn
Position in Universe 217th / 1821

UBS AG (EPT) KAZ Minerals PLC - Form 8.5 (EPT/RI) - Kaz Minerals Plc

Mon 8th March, 2021 11:44am
RNS Number : 5062R
UBS AG (EPT)
08 March 2021
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Kaz Minerals plc

(d) Date dealing undertaken:

            05 March 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

 

396740

8.29800        GBP

8.15000        GBP

20p ordinary

Sell

 

40481

8.29800        GBP

8.18499        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

1046

8.21987        GBP

20p ordinary

CFD

 

Long

10697

8.228949        GBP

20p ordinary

CFD

 

Long

6126

8.184991        GBP

20p ordinary

CFD

 

Long

419

8.2        GBP

20p ordinary

CFD

 

Long

2000

8.1896        GBP

20p ordinary

CFD

 

Long

7000

8.20415142857143        GBP

20p ordinary

CFD

 

Long

425

8.187294        GBP

20p ordinary

CFD

 

Long

1603

8.202096        GBP

20p ordinary

CFD

 

Short

933

8.201713        GBP

20p ordinary

CFD

 

Short

1451

8.179905        GBP

20p ordinary

CFD

 

Short

9468

8.2        GBP

20p ordinary

CFD

 

Short

1294

8.18468030602782        GBP

20p ordinary

CFD

 

Short

9

8.216667        GBP

20p ordinary

CFD

 

Short

9

8.19        GBP

20p ordinary

CFD

 

Short

250000

8.18818        GBP

20p ordinary

CFD

 

Short

100000

8.215449        GBP

20p ordinary

CFD

 

Short

149

8.22986577        GBP

20p ordinary

CFD

 

Short

677

8.19053518906942        GBP

20p ordinary

CFD

 

Short

702

8.20199996011396        GBP

20p ordinary

CFD

 

Short

1778

8.25703685939258        GBP

20p ordinary

CFD

 

Short

8052

8.195886        GBP

20p ordinary

CFD

 

Short

2404

8.26015679700499        GBP

20p ordinary

CFD

 

Short

4748

8.211503        GBP

20p ordinary

CFD

 

Short

3722

8.219131        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

08 March 2021

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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