REG - Kier Group PLC JPMorgan Chase & Co - Holding(s) in Company
RNS Number : 6748OKier Group PLC02 June 2020TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Kier Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
JPMorgan Chase & Co.
City and country of registered office (if applicable)
Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
J.P. Morgan Securities Plc
JPMorgan Chase Bank, N.A.
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:
28 May 2020
6. Date on which issuer notified (DD/MM/YYYY):
01 June 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
2.52%
3.02%
5.54%
162,115,870
Position of previous notification (if
applicable)
4.41%
1.55%
5.96%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0004915632
4,089,771
2.52%
SUBTOTAL 8. A
4,089,771
2.52%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Right to Recall
N/A
N/A
3,850,000
2.37%
SUBTOTAL 8. B 1
3,850,000
2.37%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Cash-settled Equity Swap
02/06/2020
02/06/2020
Cash
23,390
0.01%
Cash-settled Equity Swap
02/07/2020
02/07/2020
Cash
29,490
0.02%
Cash-settled Equity Swap
04/08/2020
04/08/2020
Cash
27,363
0.02%
Cash-settled Equity Swap
02/09/2020
02/09/2020
Cash
4,732
0.00%
Cash-settled Equity Swap
02/10/2020
02/10/2020
Cash
941
0.00%
Cash-settled Equity Swap
03/11/2020
03/11/2020
Cash
92
0.00%
Cash-settled Equity Swap
02/12/2020
02/12/2020
Cash
2,532
0.00%
Cash-settled Equity Swap
05/01/2021
05/01/2021
Cash
3,502
0.00%
Cash-settled Equity Swap
02/02/2021
02/02/2021
Cash
34,774
0.02%
Cash-settled Equity Swap
02/03/2021
02/03/2021
Cash
14,290
0.01%
Cash-settled Equity Swap
17/03/2021
17/03/2021
Cash
235,763
0.15%
Cash-settled Equity Swap
06/04/2021
06/04/2021
Cash
37,174
0.02%
Cash-settled Equity Swap
19/04/2021
19/04/2021
Cash
258,060
0.16%
Cash-settled Equity Swap
05/05/2021
05/05/2021
Cash
34,024
0.02%
Cash-settled Equity Swap
19/05/2021
19/05/2021
Cash
8,012
0.00%
Cash-settled Equity Swap
02/06/2021
02/06/2021
Cash
2,020
0.00%
Cash-settled Equity Swap
27/05/2022
27/05/2022
Cash
28,663
0.02%
Cash-settled Equity Swap
08/02/2023
08/02/2023
Cash
295,358
0.18%
SUBTOTAL 8.B.2
1,040,180
0.64%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc
3.02%
5.54%
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
Place of completion
London, United Kingdom
Date of completion
01 June 2020
For enquiries, please contact:
Richard Hollis
Kier Group
Tel: 07773 074189
The Kier Group plc Legal Entity Identifier is 2138002RKCU2OM4Y7O48.
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