REG - Resolute Mining Ltd - Change in substantial holding - Oklo Resources Ltd
RNS Number : 4064MResolute Mining Limited16 September 2019604 page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Oklo Resources Limited (ASX:OKU)
ACN/ARSN
ACN 121 582 607
1. Details of substantial holder(1)
Name
Resolute Mining Limited (ASX: RSG) and its related bodies corporate as listed below
ACN/ARSN (if applicable)
ACN 097 088 689
There was a change in the interests of the substantial holder on
12/09/2019
The previous notice was given to the company on
10/08/2018
The previous notice was dated
10/08/2018
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary shares
36,298,232
10.29%
37,596,176
9.12%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change
Person whose
relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
14/02/2019
Resolute (Treasury) Pty Ltd
Resolute Mining Limited
Share swap
$324,486.00
1,297,944 fully paid ordinary shares
37,596,176
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and
number of
securities
Person's votes
Resolute (Treasury) Pty Ltd
Resolute (Treasury) Pty Ltd
Resolute (Treasury) Pty Ltd
Relevant interest under section 608(1)(a) of the Corporations Act.
37,596,176
37,596,176
Resolute Mining Limited
Resolute (Treasury) Pty Ltd
Resolute (Treasury) Pty Ltd
Relevant interest under section 608(3)(b) of the Corporations Act. Resolute Mining Limited owns 100% of Resolute (Treasury) Pty Ltd.
37,596,176
37,596,176
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
See Annexure A
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
See Annexure B
Signature
print name
John Welborn capacity Managing Director
sign here
[Electronically Signed] date 16 / 09 / 2019
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
Associates
This is Annexure A of 3 page(s) referred to in Form 604.
Name and ACN/ARSN (if applicable)
Nature of Association
Resolute Mining Limited
ACN 097 088 689
Resolute Mining Limited is an associate of each of the other entities to the left (and vice versa) because they are ultimately controlled by Resolute Mining Limited.
The entities to the left other than Resolute Mining Limited are also associates of each other because they are each ultimately controlled by Resolute Mining Limited (they are subsidiaries of Resolute Mining Limited).
Resolute UK 2 Limited
Resolute UK 1 Limited
Resolute (Treasury) Pty Ltd ACN 120 794 603
Resolute Corporate Services Pty Ltd ACN 009 047 581
Carpentaria Gold Pty Ltd ACN 010 706 966
Resolute Canada Pty Ltd ACN 626 300 981
Resolute Canada 2 Pty Ltd ACN 626 301 200
ACN 627 384 098 Pty Ltd ACN 627 384 098
RSG Tanzania Pty Ltd ACN 625 151 135
RSG Tanzania 2 Pty Ltd ACN 626 221 574
Resolute Sudan Pty Ltd ACN 623 529 859
Resolute Sudan 2 Pty Ltd ACN 624 155 273
Resolute Burkina Faso Pty Ltd ACN 623 531 224
Resolute (CDI Holdings) Pty Ltd ACN 616 380 119
Geb and Nut Resources SARL
Amber Gold CDI SARL
Nimba Resources SARL
Resolute CDI SARL
Excalibur CDI SARL
Resolute Egypt (Australia) Pty Ltd ACN 618 535 014
Resolute Egypt (Australia) 2 Pty Ltd ACN 619 333 345
Resolute Egypt Pty Ltd
Resolute (SOMISY) Pty Ltd ACN 616 378 468
Resolute Mali SA
Société des Mines de Syama SA
Resolute (Finkolo) Pty Ltd ACN 616 380 093
Resolute Exploration SARL
Société des Mines de Finkolo SA
Resolute (Bibiani) Pty Ltd ACN 616 380 173
Drilling and Mining Services Limited
Mensin Gold Bibiani Limited
Noble Mining Ghana Limited
Resolute (Ghana) Limited
Resolute Burkina SARL
Toro Gold Limited
ORCA SA
Bambuk Minerals Liited
Petowal Mining Company SA
Bambuk Minerals Senegal SARL
Toro Technical Services
Toro Gold Pty Ltd ACN 604 832 528
Toro Gold Gabon Ltd
Toro Gold Gabon SARL
Toro Gold Equatorial Ltd
Predictive Discovery CI SARL
Toro Gold Guinée
Signature
Print Name:
John Welborn
Capacity:
Managing Director
Sign Here:
[Electronically Signed]
Date:
16 September 2019
Annexure B
Addresses
This is Annexure B of 3 page(s) referred to in Form 604.
Name
Address
Resolute UK 2 Limited
Level 2, 15-17 William Street Perth WA 6000
Resolute UK 1 Limited
Level 2, 15-17 William Street Perth WA 6000
Resolute Mining Limited
ACN 097 088 689
Level 2, 15-17 William Street Perth WA 6000
Resolute (Treasury) Pty Ltd ACN 120 794 603
Level 2, 15-17 William Street Perth WA 6000
Resolute Corporate Services Pty Ltd ACN 009 047 581
Level 2, 15-17 William Street Perth WA 6000
Carpentaria Gold Pty Ltd ACN 010 706 966
Level 2, 15-17 William Street Perth WA 6000
Resolute Canada Pty Ltd ACN 626 300 981
Level 2, 15-17 William Street Perth WA 6000
Resolute Canada 2 Pty Ltd ACN 626 301 200
Level 2, 15-17 William Street Perth WA 6000
ACN 627 384 098 Pty Ltd ACN 627 384 098
Level 2, 15-17 William Street Perth WA 6000
RSG Tanzania Pty Ltd ACN 625 151 135
Level 2, 15-17 William Street Perth WA 6000
RSG Tanzania 2 Pty Ltd ACN 626 221 574
Level 2, 15-17 William Street Perth WA 6000
Resolute Sudan Pty Ltd ACN 623 529 859
Level 2, 15-17 William Street Perth WA 6000
Resolute Sudan 2 Pty Ltd ACN 624 155 273
Level 2, 15-17 William Street Perth WA 6000
Resolute Burkina Faso Pty Ltd ACN 623 531 224
Level 2, 15-17 William Street Perth WA 6000
Resolute (CDI Holdings) Pty Ltd ACN 616 380 119
Level 2, 15-17 William Street Perth WA 6000
Geb and Nut Resources SARL
Level 2, 15-17 William Street Perth WA 6000
Amber Gold CDI SARL
Level 2, 15-17 William Street Perth WA 6000
Nimba Resources SARL
Level 2, 15-17 William Street Perth WA 6000
Resolute CDI SARL
Level 2, 15-17 William Street Perth WA 6000
Excalibur CDI SARL
Resolute Egypt (Australia) Pty Ltd ACN 618 535 014
Level 2, 15-17 William Street Perth WA 6000
Resolute Egypt (Australia) 2 Pty Ltd ACN 619 333 345
Level 2, 15-17 William Street Perth WA 6000
Resolute Egypt Pty Ltd
Level 2, 15-17 William Street Perth WA 6000
Resolute (SOMISY) Pty Ltd ACN 616 378 468
Level 2, 15-17 William Street Perth WA 6000
Resolute Mali SA
Level 2, 15-17 William Street Perth WA 6000
Société des Mines de Syama SA
Level 2, 15-17 William Street Perth WA 6000
Resolute (Finkolo) Pty Ltd ACN 616 380 093
Level 2, 15-17 William Street Perth WA 6000
Resolute Exploration SARL
Level 2, 15-17 William Street Perth WA 6000
Société des Mines de Finkolo SA
Level 2, 15-17 William Street Perth WA 6000
Resolute (Bibiani) Pty Ltd ACN 616 380 173
Level 2, 15-17 William Street Perth WA 6000
Drilling and Mining Services Limited
Level 2, 15-17 William Street Perth WA 6000
Mensin Gold Bibiani Limited
Level 2, 15-17 William Street Perth WA 6000
Noble Mining Ghana Limited
Level 2, 15-17 William Street Perth WA 6000
Resolute (Ghana) Limited
Level 2, 15-17 William Street Perth WA 6000
Resolute Burkina SARL
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Limited
Level 2, 15-17 William Street Perth WA 6000
ORCA SA
Level 2, 15-17 William Street Perth WA 6000
Bambuk Minerals Liited
Level 2, 15-17 William Street Perth WA 6000
Petowal Mining Company SA
Level 2, 15-17 William Street Perth WA 6000
Bambuk Minerals Senegal SARL
Level 2, 15-17 William Street Perth WA 6000
Toro Technical Services
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Pty Ltd ACN 604 832 528
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Gabon Ltd
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Gabon SARL
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Equatorial Ltd
Level 2, 15-17 William Street Perth WA 6000
Predictive Discovery CI SARL
Level 2, 15-17 William Street Perth WA 6000
Toro Gold Guinée
Level 2, 15-17 William Street Perth WA 6000
Signature
Print Name:
John Welborn
Capacity:
Managing Director
Sign Here:
[Electronically Signed]
Date:
16 September 2019
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