REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
13/05/2024 11:45
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RNS Number : 1880O Barclays PLC 13 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,261,953 0.43% 18,843,561 1.54%
(2) Cash-settled derivatives: 18,967,803 1.55% 5,036,895 0.41%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,229,756 1.98% 23,880,456 1.95%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1390842 27.9950 GBP 27.6150 GBP
USD 0.54945 ordinary Sale 1826639 27.9950 GBP 27.6150 GBP
USD 0.54945 ordinary Purchase 4509 32.3874 EUR 32.3874 EUR
USD 0.54945 ordinary Sale 2099 32.3761 EUR 32.3761 EUR
ADR Purchase 3613 17.3668 USD 17.3433 USD
ADR Sale 3613 17.3668 USD 17.3433 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Short 64,684 27.8568 GBP
USD 0.54945 ordinary SWAP Closing Short 105,488 27.8238 GBP
USD 0.54945 ordinary SWAP Decreasing Long 48 27.8550 GBP
USD 0.54945 ordinary CFD Decreasing Long 50 27.9476 GBP
USD 0.54945 ordinary CFD Decreasing Long 134 27.8905 GBP
USD 0.54945 ordinary SWAP Decreasing Long 204 27.8200 GBP
USD 0.54945 ordinary SWAP Decreasing Long 214 641.1736 ZAR
USD 0.54945 ordinary CFD Decreasing Long 221 27.7537 GBP
USD 0.54945 ordinary SWAP Decreasing Long 302 640.6721 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 339 27.8402 GBP
USD 0.54945 ordinary SWAP Decreasing Long 339 27.7881 GBP
USD 0.54945 ordinary SWAP Decreasing Long 513 27.7661 GBP
USD 0.54945 ordinary SWAP Decreasing Long 513 27.9100 GBP
USD 0.54945 ordinary SWAP Decreasing Long 531 27.8661 GBP
USD 0.54945 ordinary SWAP Decreasing Long 894 27.8290 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,427 641.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,774 640.3359 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,932 642.9232 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,037 27.7352 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,262 27.8287 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,580 641.2816 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,738 27.7887 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,760 640.6403 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 3,990 640.8952 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 5,436 27.8313 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,710 27.8604 GBP
USD 0.54945 ordinary CFD Decreasing Long 6,322 27.7641 GBP
USD 0.54945 ordinary CFD Decreasing Long 6,619 27.7897 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,780 641.3832 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,752 27.8129 GBP
USD 0.54945 ordinary CFD Decreasing Long 9,213 27.7740 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,901 642.1244 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 12,893 27.8214 GBP
USD 0.54945 ordinary CFD Decreasing Long 13,432 27.8050 GBP
USD 0.54945 ordinary SWAP Decreasing Long 16,462 27.8161 GBP
USD 0.54945 ordinary SWAP Decreasing Long 17,255 27.7958 GBP
USD 0.54945 ordinary SWAP Decreasing Long 17,967 27.8074 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,398 27.7325 GBP
USD 0.54945 ordinary SWAP Decreasing Long 25,603 642.4465 ZAR
USD 0.54945 ordinary CFD Decreasing Long 68,551 27.7998 GBP
USD 0.54945 ordinary SWAP Decreasing Long 88,414 27.7350 GBP
USD 0.54945 ordinary SWAP Decreasing Short 147 643.2264 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 178 641.9745 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 179 642.1433 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 214 641.1736 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 336 27.7359 GBP
USD 0.54945 ordinary SWAP Decreasing Short 441 641.6916 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 961 641.5500 ZAR
USD 0.54945 ordinary CFD Decreasing Short 961 641.5500 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 988 641.6897 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,774 640.1598 ZAR
USD 0.54945 ordinary CFD Decreasing Short 2,099 32.3725 EUR
USD 0.54945 ordinary SWAP Decreasing Short 3,894 27.7350 GBP
USD 0.54945 ordinary CFD Decreasing Short 3,990 640.6389 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 4,629 27.7491 GBP
USD 0.54945 ordinary CFD Decreasing Short 11,761 641.1874 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 13,862 641.5992 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 33,329 27.7522 GBP
USD 0.54945 ordinary SWAP Decreasing Short 56,655 642.1681 ZAR
USD 0.54945 ordinary CFD Increasing Long 17 27.8152 GBP
USD 0.54945 ordinary SWAP Increasing Long 302 640.6721 ZAR
USD 0.54945 ordinary SWAP Increasing Long 403 27.7995 GBP
USD 0.54945 ordinary SWAP Increasing Long 787 27.8641 GBP
USD 0.54945 ordinary SWAP Increasing Long 866 27.6000 GBP
USD 0.54945 ordinary SWAP Increasing Long 914 27.8134 GBP
USD 0.54945 ordinary SWAP Increasing Long 960 27.7595 GBP
USD 0.54945 ordinary SWAP Increasing Long 965 27.8016 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,427 641.0000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,932 642.9232 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2,580 641.2816 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,109 27.8049 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,760 640.6403 ZAR
USD 0.54945 ordinary CFD Increasing Long 4,361 27.8214 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,780 641.3832 ZAR
USD 0.54945 ordinary CFD Increasing Long 7,612 27.7935 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,660 641.1509 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,901 642.1244 ZAR
USD 0.54945 ordinary SWAP Increasing Long 12,695 27.8178 GBP
USD 0.54945 ordinary CFD Increasing Long 21,911 27.8496 GBP
USD 0.54945 ordinary CFD Increasing Long 24,873 27.7350 GBP
USD 0.54945 ordinary SWAP Increasing Long 24,935 27.7330 GBP
USD 0.54945 ordinary SWAP Increasing Long 25,603 642.4465 ZAR
USD 0.54945 ordinary SWAP Increasing Long 39,945 27.7903 GBP
USD 0.54945 ordinary CFD Increasing Long 40,472 27.8489 GBP
USD 0.54945 ordinary CFD Increasing Long 49,800 27.7370 GBP
USD 0.54945 ordinary SWAP Increasing Long 58,620 27.8437 GBP
USD 0.54945 ordinary CFD Increasing Long 261,476 27.8440 GBP
USD 0.54945 ordinary SWAP Increasing Short 3 27.8033 GBP
USD 0.54945 ordinary SWAP Increasing Short 147 643.2264 ZAR
USD 0.54945 ordinary SWAP Increasing Short 178 641.9745 ZAR
USD 0.54945 ordinary SWAP Increasing Short 179 642.1433 ZAR
USD 0.54945 ordinary SWAP Increasing Short 441 641.6916 ZAR
USD 0.54945 ordinary CFD Increasing Short 961 641.5500 ZAR
USD 0.54945 ordinary SWAP Increasing Short 961 641.5500 ZAR
USD 0.54945 ordinary SWAP Increasing Short 988 641.6897 ZAR
USD 0.54945 ordinary CFD Increasing Short 4,509 32.3910 EUR
USD 0.54945 ordinary CFD Increasing Short 8,660 641.3272 ZAR
USD 0.54945 ordinary SWAP Increasing Short 11,761 641.3798 ZAR
USD 0.54945 ordinary SWAP Increasing Short 12,973 27.7368 GBP
USD 0.54945 ordinary SWAP Increasing Short 13,862 641.5992 ZAR
USD 0.54945 ordinary CFD Increasing Short 56,655 642.3607 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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