REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American PLC

Anglo AmericanAnnouncement

09/05/2024 11:30

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RNS Number : 8137N  GoldmanSachs International  09 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  ANGLO AMERICAN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ANGLO AMERICAN PLC
 connected:
 (d) Date dealing undertaken:                                                    08 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosed previously for BHP GROUP LIMITED
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        Purchases         1,000,407                   26.7850 GBP                           26.4800 GBP
 USD 0.54945 ordinary        Sales             725,292                     26.7300 GBP                           26.4800 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       414                             26.5247 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      2                               26.5309 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       19,589                          26.5361 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      56                              26.5369 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      66                              26.5369 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       19,589                          26.5402 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      11                              26.5437 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    70                              26.5438 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      2                               26.5472 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       6,040                           26.5480 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       700                             26.5488 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      55                              26.5600 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      61                              26.5638 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      38                              26.5659 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    6,623                           26.5669 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      31                              26.5690 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      228                             26.5693 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      267                             26.5717 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      138                             26.5719 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      108                             26.5738 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      500                             26.5738 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      582                             26.5745 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      96                              26.5844 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      83                              26.5874 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      16                              26.5905 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      23                              26.5919 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     2,151                           26.6892 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     90                              26.7273 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      4,761                           33.1983 USD
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      7,620                           33.1983 USD
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       987                             26.6394 GBP
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       12,381                          617.4748 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 USD 0.54945 ordinary        Call Option          Exercising                      45,168                21.4026 GBP

 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  09 May 2024
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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