REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American plc
10/05/2024 11:45
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RNS Number : 0046O UBS AG (EPT) 10 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 744939 27.53502 GBP 26.46751 GBP
USD 0.54945 ordinary Sell 453203 27.53502 GBP 26.46751 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 59 27.086822 GBP
USD 0.54945 ordinary CFD Long 88 27.465 GBP
USD 0.54945 ordinary CFD Long 364430 26.58 GBP
USD 0.54945 ordinary CFD Long 2000 27.3160638192 GBP
USD 0.54945 ordinary CFD Long 44 26.48 GBP
USD 0.54945 ordinary CFD Long 44 26.51 GBP
USD 0.54945 ordinary CFD Long 44 26.585 GBP
USD 0.54945 ordinary CFD Long 44 26.61 GBP
USD 0.54945 ordinary CFD Long 44 26.675 GBP
USD 0.54945 ordinary CFD Long 44 27.15 GBP
USD 0.54945 ordinary CFD Long 44 27.2 GBP
USD 0.54945 ordinary CFD Long 44 27.21 GBP
USD 0.54945 ordinary CFD Long 33836 27.36 GBP
USD 0.54945 ordinary CFD Long 2028 27.4 GBP
USD 0.54945 ordinary CFD Long 44 27.5 GBP
USD 0.54945 ordinary CFD Long 44 27.53 GBP
USD 0.54945 ordinary CFD Long 783 27.01642401 GBP
USD 0.54945 ordinary CFD Long 18687 27.36046679 GBP
USD 0.54945 ordinary CFD Long 88 26.9873863636364 GBP
USD 0.54945 ordinary CFD Long 18228 27.3508050756474 GBP
USD 0.54945 ordinary CFD Long 4485 27.161844 GBP
USD 0.54945 ordinary CFD Long 300 26.6698 GBP
USD 0.54945 ordinary CFD Long 226 27.34699115 GBP
USD 0.54945 ordinary CFD Long 448 27.0484263392857 GBP
USD 0.54945 ordinary CFD Long 793 27.2528562410971 GBP
USD 0.54945 ordinary CFD Long 3154 27.2323818946417 GBP
USD 0.54945 ordinary CFD Long 481 27.455 GBP
USD 0.54945 ordinary CFD Long 7938 27.438309 GBP
USD 0.54945 ordinary CFD Long 188 27.3163957380851 GBP
USD 0.54945 ordinary CFD Long 133 27.37946 GBP
USD 0.54945 ordinary CFD Long 77 27.254531 GBP
USD 0.54945 ordinary CFD Long 11 27.276363 GBP
USD 0.54945 ordinary CFD Long 23 26.814162 GBP
USD 0.54945 ordinary CFD Long 1206 27.335153 GBP
USD 0.54945 ordinary CFD Long 980 27.35948 GBP
USD 0.54945 ordinary CFD Long 214 27.308177 GBP
USD 0.54945 ordinary CFD Long 184 27.351084 GBP
USD 0.54945 ordinary CFD Long 2 27.37 GBP
USD 0.54945 ordinary CFD Long 88 26.59 GBP
USD 0.54945 ordinary CFD Short 7100 26.7675 GBP
USD 0.54945 ordinary CFD Short 6811 27.27248 GBP
USD 0.54945 ordinary CFD Short 4648 26.9835 GBP
USD 0.54945 ordinary CFD Short 43448 27.36 GBP
USD 0.54945 ordinary CFD Short 24416 26.7791 GBP
USD 0.54945 ordinary CFD Short 321144 27.345779 GBP
USD 0.54945 ordinary CFD Short 364386 26.58 GBP
USD 0.54945 ordinary CFD Short 5800 27.5237938618 GBP
USD 0.54945 ordinary CFD Short 44 26.67 GBP
USD 0.54945 ordinary CFD Short 44 26.76 GBP
USD 0.54945 ordinary CFD Short 44 27.055 GBP
USD 0.54945 ordinary CFD Short 33 26.66 GBP
USD 0.54945 ordinary CFD Short 11 27.41 GBP
USD 0.54945 ordinary CFD Short 251 26.675926296255 GBP
USD 0.54945 ordinary CFD Short 2478 26.97176150159 GBP
USD 0.54945 ordinary CFD Short 16586 26.82473426 GBP
USD 0.54945 ordinary CFD Short 210 26.67480952 GBP
USD 0.54945 ordinary CFD Short 3101 26.7056788123573 GBP
USD 0.54945 ordinary CFD Short 16850 27.0068774474048 GBP
USD 0.54945 ordinary CFD Short 223 27.0181838565022 GBP
USD 0.54945 ordinary CFD Short 29074 27.52485421 GBP
USD 0.54945 ordinary CFD Short 907 26.6086512 GBP
USD 0.54945 ordinary CFD Short 1070 26.645 GBP
USD 0.54945 ordinary CFD Short 88 27.465 GBP
USD 0.54945 ordinary CFD Short 44 26.65 GBP
USD 0.54945 ordinary CFD Short 44 26.665 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 10 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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