REG - De La Rue PLC JPMorgan Chase & Co - Holding(s) in Company

De La RueAnnouncement

06/01/2023 14:45

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RNS Number : 9856L  De La Rue PLC  06 January 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B3DGH821

Issuer Name

DE LA RUE PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

04-Jan-2023

6. Date on which Issuer notified

06-Jan-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  4.069107                                              0.949355                                                                   5.018462                        9807941
 Position of previous notification (if applicable)                          n/a                                                   n/a                                                                        n/a

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00B3DGH821                                                                          7952490                                                                          4.069107
 Sub Total 8.A                                7952490                                                                               4.069107%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      07/02/2023       07/02/2023                  Cash                         842876                   0.431280
 Cash-settled Equity Swap      04/04/2023       04/04/2023                  Cash                         3132                     0.001598
 Cash-settled Equity Swap      03/05/2023       03/05/2023                  Cash                         2147                     0.001095
 Cash-settled Equity Swap      04/05/2023       04/05/2023                  Cash                         11610                    0.005940
 Cash-settled Equity Swap      20/06/2023       20/06/2023                  Cash                         50696                    0.025938
 Cash-settled Equity Swap      28/06/2023       28/06/2023                  Cash                         7287                     0.003728
 Cash-settled Equity Swap      05/07/2023       05/07/2023                  Cash                         1265                     0.000646
 Cash-settled Equity Swap      31/07/2023       31/07/2023                  Cash                         510409                   0.261152
 Cash-settled Equity Swap      02/08/2023       02/08/2023                  Cash                         670                      0.000341
 Cash-settled Equity Swap      19/09/2023       19/09/2023                  Cash                         32000                    0.016373
 Cash-settled Equity Swap      30/11/2023       30/11/2023                  Cash                         39962                    0.020441
 Cash-settled Equity Swap      05/12/2023       05/12/2023                  Cash                         42000                    0.021490
 Cash-settled Equity Swap      04/01/2024       04/01/2024                  Cash                         42020                    0.021500
 Cash-settled Equity Swap      27/04/2026       27/04/2026                  Cash                         269377                   0.137833
 Sub Total 8.B2                                                                                          1855451                  0.949355%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking             % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                     than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc                 4.069089                                                                                                                                                5.018444%
 JPMorgan Chase & Co.         JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

06-Jan-2023

 

13. Place Of Completion

London

 

 

Rob Bellhouse

Company Secretary

01256 605317

 

De La Rue plc's LEI code is 213800DH741LZWIJXP78

 

6 January 2023

 

 

 

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