REG - Impax Asset Mngmnt - Holding(s) in Company

Impax Asset ManagementAnnouncement

11/07/2018 14:05

RNS Number : 3424U
Impax Asset Management Group plc
11 July 2018
 


TR-1: Standard form for notification of major holdings
 




NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i




 




1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:


Impax Asset Management Group plc (IPX:LSE)




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


 




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments


 




An event changing the breakdown of voting rights


 




Other (please specify)iii:


 




3. Details of person subject to the notification obligationiv




Name


Sanne Fiduciary Services Limited as trustee of the Impax Asset Management Group plc Employee Benefit Trust 2012




City and country of registered office (if applicable)


Jersey




4. Full name of shareholder(s) (if different from 3.)v




Name


Shares held by P.H. Nominees Limited




City and country of registered office (if applicable)


London, UK




5. Date on which the threshold was crossed or reachedvi:


10 July 2018




6. Date on which issuer notified (DD/MM/YYYY):


10 July 2018




7. Total positions of person(s) subject to the notification obligation




 


% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


6.46%


 


6.46%


130,415,087




Position of previous notification (if
applicable)


9.36%


 


9.36%


 



 
 
 
 
 
 
 



 



 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB0004905260


8,424,808


 


6.46%


 




 


 


 


 


 




 


 


 


 


 




SUBTOTAL 8. A


8,424,808


6.46%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is
exercised/converted.


% of voting rights




 


 


 


 


 




 


 


 


 


 




 


 


 


 


 




 


 


SUBTOTAL 8. B 1


 


 




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash
settlementxii


Number of voting rights


% of voting rights




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


SUBTOTAL 8.B.2


 


 




 
 
 




 
 
 




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


X




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


 




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




 


 


 


 




 


 


 


 




 


 


 


 




 


 


 


 




 


 


 


 




 




10. In case of proxy voting, please identify:




Name of the proxy holder


 




The number and % of voting rights held


 




The date until which the voting rights will be held


 




 




11. Additional informationxvi




 



 
 
 
 
 



 




Place of completion


Jersey




Date of completion


10 July 2018




 
 




Annex: Notification of major holdings (to be filed with the FCA only)




 




A: Identity of the person subject to the notification obligation




Full name (including legal form for legal entities)


Sanne Fiduciary Services Limited as trustee of the Impax Asset Management Group plc Employee Benefit Trust 2012




Contact address (registered office for legal entities)


13 Castle Street
St Helier
Jersey
JE4 5UT




E-Mail


Sandra.Desousa@Sannegroup.com




Phone number / Fax number


+44 (0) 1534 750577




Other useful information
(at least legal representative for legal persons)


 




 


 




B: Identity of the notifier, if applicable




Full name


As Above
 




Contact address


 




E-Mail


 




Phone number / Fax number


 




Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)


 




 




C: Additional information




 



 
 
 



 
 




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