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RNS Number : 0302X Red Rock Resources plc 15 December 2023
Red Rock Resources plc
("Red Rock" or the "Company")
Holding(s) in Company
15 December 2023
The Board of Red Rock Resources Plc announces that the Company has received
the following TR-1 notifications, which are set out below without amendment.
For further information, please contact:
Andrew Bell 0207 747
9990
Chairman Red Rock Resources Plc
Roland Cornish/ Rosalind Hill Abrahams 0207 628 3396 NOMAD
Beaumont Cornish Limited
Jason Robertson 0207 374 2212
Broker
First Equity Limited
Bob Roberts 0203
8696081
Joint Broker Clear Capital Corporate Broking
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to Red Rock Resources Plc
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name Andrew N. Jones
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name 1, HSBC Custody Nominee (UK) Ltd
2, Interactive Investor Nominee Services
City and country of registered office (if applicable) 1, London UK 2, Edinburgh
5. Date on which the threshold was crossed or reached (vi): 12/12/2023
6. Date on which issuer notified (DD/MM/YYYY): 13/12/2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 4.383 % 2.715% 7.098 %
Position of previous notification (if 3.00% 0% 3.00%
applicable)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
Ordinary Shares 4.383 %
117,050,043
SUBTOTAL 8. A 4.383%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
Warrant 18/08/2024 Daily until 47,222,222 1.76%
Expiry
Warrant 18/01/2025 Daily until 0.955%
Expiry 25,499,500
SUBTOTAL 8.B.2 72,721,722 2.715 %
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural X
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
Place of completion Manchester, UK
Date of completion 13/12/2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BYWKBV38
Issuer Name
RED ROCK RESOURCES PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
First Equity Limited
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
Name City of registered office Country of registered office
William Black
Armstrong Investments Limited Douglas Isle of Man
4. Details of the shareholder
Name City of registered office Country of registered office
Nortrust Nominees Limited London United Kingdom
5. Date on which the threshold was crossed or reached
14-Dec-2023
6. Date on which Issuer notified
15-Dec-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 7.899000 0.000000 7.899000 203000000
Position of previous notification (if applicable) 6.109000 0.000000 6.109000
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BYWKBV38 203000000 0 7.899000 0.000000
Sub Total 8.A 203000000 7.899000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
William Black Armstrong Investments Limited
William Black First Equity Limited as Investment Manager of Armstrong Inv Limited 7.899000 0.000000 7.899000%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
15-Dec-2023
13. Place Of Completion
London
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