REG - Aberdeen Emerg IncCo - Holding(s) in Company

abrdn China InvestmentAnnouncement

02/11/2020 17:05

RNS Number : 0065E
  
Aberdeen Emerging Markets Inv Co Ld
  
02 November 2020
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Aberdeen Emerging Markets Investment Co Ltd




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


yes




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


1607 Capital Partners, LLC




City and country of registered office (if applicable)


Richmond, VA United States




4. Full name of shareholder(s) (if different from 3.)v




Name





Northern Trust


         3,077,526 




Bny Mellon


         2,207,093 




State Street


             355,890 








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reachedvi:


28/10/2020




6. Date on which issuer notified (DD/MM/YYYY):


30/10/2020




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


12.27%






12.27%


45,965,159




Position of previous notification (if 
applicable)


11.89%






11.89%
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GG00B45L2K95






5,640,509






12.27%
















































SUBTOTAL 8. A


5,640,509


12.27%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


X




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)








Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




































































































10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional informationxvi




Bryan Huntley, CCO
804-525-1741










 



Place of completion


Richmond, VA




Date of completion


30/10/2020



 
Luke Mason / William Hemmings           Tel: +44 (0)207 463 5971
                
Shore Capital Markets Limited (Financial adviser and stockbroker)
Robert Finlay    Tel: +44 (0)20 7601 6115
                
Vistra Fund Services (Guernsey) Limited (Company Secretary)
Patrick Farncombe         Tel: +44 (0)1481 732152
 
PraxisIFM Fund Services (UK) Limited (UK Administration Agent)
Brian Smith       Tel: +44 204 513 9260 
 
LEI: 213800RIA1NX8DP4P938
 
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