REG - Alphawave IP Group JPMorgan Chase & Co - Holding(s) in Company

Alphawave IPAnnouncement

05/12/2025 16:30

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20251205:nRSE5234Ka&default-theme=true

RNS Number : 5234K  Alphawave IP Group PLC  05 December 2025

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BNDRMJ14

Issuer Name

ALPHAWAVE IP GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

03-Dec-2025

6. Date on which Issuer notified

05-Dec-2025

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  3.146965                                              2.086050                                                                   5.233015                        41185276
 Position of previous notification (if applicable)                          2.997563                                              2.095033                                                                   5.092596

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00BNDRMJ14                                                                          24767496                                                                         3.146965
 Sub Total 8.A                                24767496                                                                              3.146965%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument     Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                               exercised/converted
 Convertible Bond                 01/03/2030       01/03/2030                  7002007                                                            0.889677
 Right to recall shares lent out  n/a              n/a                         1145000                                                            0.145484
 Sub Total 8.B1                                                                8147007                                                            1.035161%

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      09/12/2025       09/12/2025                  Cash                         1307724                  0.166160
 Cash-settled Equity Swap      09/04/2026       09/04/2026                  Cash                         216000                   0.027445
 Cash-settled Equity Swap      28/05/2026       28/05/2026                  Cash                         437626                   0.055605
 Cash-settled Equity Swap      27/11/2026       27/11/2026                  Cash                         97950                    0.012446
 Cash-settled Equity Swap      30/11/2026       30/11/2026                  Cash                         708441                   0.090015
 Cash-settled Equity Swap      31/12/2026       31/12/2026                  Cash                         2684                     0.000341
 Cash-settled Equity Swap      05/01/2027       05/01/2027                  Cash                         241766                   0.030719
 Cash-settled Equity Swap      05/04/2027       05/04/2027                  Cash                         5180454                  0.658230
 Cash-settled Equity Swap      30/05/2028       30/05/2028                  Cash                         612                      0.000078
 Cash-settled Equity Swap      02/05/2030       02/05/2030                  Cash                         77512                    0.009849
 Cash-settled Equity Swap      17/07/2030       17/07/2030                  Cash                         4                        0.000001
 Sub Total 8.B2                                                                                          8270773                  1.050889%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc      3.119548                                                                                                                                                5.205596%
 JPMorgan Chase & Co.         J.P. Morgan SE

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan SE (100%)

12. Date of Completion

05-Dec-2025

13. Place Of Completion

London, United Kingdom

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  HOLEAKASEADSFFA



            Copyright 2019 Regulatory News Service, all rights reserved