REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
25/04/2025 12:15
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RNS Number : 2632G Barclays PLC 25 April 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 24 Apr 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
QUALCOMM INCORPORATED
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,034,083 0.66% 16,532,153 2.17%
(2) Cash-settled derivatives: 14,859,581 1.95% 4,712,047 0.62%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
19,893,664 2.62% 21,244,200 2.79%
TOTAL:
Class of relevant security: Senior unsecured Convertible Bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,200,000 2.80% 0 0.00%
(2) Cash-settled derivatives: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
4,200,000 2.80% 0 0.00%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
1p ordinary Purchase 1282745 1.1300 GBP 1.0810 GBP
1p ordinary Sale 1234753 1.1300 GBP 1.0810 GBP
Senior unsecured Convertible Bond Purchase 1029710 111.7500 USD 111.7500 USD
Senior unsecured Convertible Bond Sale 1029710 112.1250 USD 112.1250 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
1p ordinary SWAP Increasing Long 1,458 1.0854 GBP
1p ordinary SWAP Increasing Long 8,792 1.0857 GBP
1p ordinary SWAP Increasing Long 38,226 1.0928 GBP
1p ordinary SWAP Increasing Long 3,335 1.0930 GBP
1p ordinary SWAP Increasing Long 839 1.0970 GBP
1p ordinary SWAP Increasing Long 54,594 1.0975 GBP
1p ordinary SWAP Increasing Long 6,064 1.0979 GBP
1p ordinary SWAP Increasing Long 11,781 1.0982 GBP
1p ordinary SWAP Increasing Long 1,656 1.0984 GBP
1p ordinary SWAP Increasing Long 4,094 1.1024 GBP
1p ordinary SWAP Increasing Long 12,459 1.1032 GBP
1p ordinary SWAP Increasing Long 30,017 1.1176 GBP
1p ordinary SWAP Increasing Long 20,000 1.1224 GBP
1p ordinary SWAP Increasing Long 33,442 1.1299 GBP
1p ordinary SWAP Increasing Long 174,262 1.1300 GBP
1p ordinary SWAP Decreasing Long 406 1.0800 GBP
1p ordinary SWAP Decreasing Long 14,290 1.0894 GBP
1p ordinary SWAP Decreasing Long 1,999 1.0937 GBP
1p ordinary SWAP Decreasing Long 17,397 1.0949 GBP
1p ordinary SWAP Decreasing Long 49,657 1.0962 GBP
1p ordinary SWAP Decreasing Long 17,482 1.0994 GBP
1p ordinary SWAP Decreasing Long 12,323 1.1012 GBP
1p ordinary SWAP Decreasing Long 5 1.1070 GBP
1p ordinary SWAP Decreasing Long 4,254 1.1094 GBP
1p ordinary SWAP Decreasing Long 10 1.1118 GBP
1p ordinary SWAP Decreasing Long 12,160 1.1140 GBP
1p ordinary SWAP Decreasing Long 10,005 1.1205 GBP
1p ordinary SWAP Decreasing Long 154,203 1.1234 GBP
1p ordinary SWAP Decreasing Long 94,005 1.1300 GBP
1p ordinary CFD Increasing Long 2,015 1.1007 GBP
1p ordinary CFD Increasing Long 3,154 1.1215 GBP
1p ordinary CFD Increasing Long 1,979 1.1242 GBP
1p ordinary CFD Decreasing Long 22,831 1.1012 GBP
1p ordinary CFD Decreasing Long 25,857 1.1080 GBP
1p ordinary CFD Decreasing Long 5,060 1.1300 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 Apr 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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