REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
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RNS Number : 0758H Barclays PLC 01 May 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 30 Apr 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
QUALCOMM INCORPORATED
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,896,500 0.64% 16,662,960 2.19%
(2) Cash-settled derivatives: 15,027,405 1.98% 4,821,689 0.63%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
19,923,905 2.62% 21,484,649 2.83%
TOTAL:
Class of relevant security: Senior unsecured Convertible Bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,200,000 2.80% 0 0.00%
(2) Cash-settled derivatives: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
4,200,000 2.80% 0 0.00%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
1p ordinary Purchase 528403 1.2700 GBP 1.2070 GBP
1p ordinary Sale 658324 1.2700 GBP 1.2141 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
1p ordinary SWAP Increasing Long 37,205 1.2242 GBP
1p ordinary SWAP Increasing Long 23,637 1.2256 GBP
1p ordinary SWAP Increasing Long 64,276 1.2271 GBP
1p ordinary SWAP Increasing Long 9,351 1.2282 GBP
1p ordinary SWAP Increasing Long 2,772 1.2284 GBP
1p ordinary SWAP Increasing Long 404 1.2315 GBP
1p ordinary SWAP Increasing Long 26,620 1.2320 GBP
1p ordinary SWAP Increasing Long 4,344 1.2334 GBP
1p ordinary SWAP Increasing Long 3,129 1.2343 GBP
1p ordinary SWAP Increasing Long 868 1.2350 GBP
1p ordinary SWAP Increasing Long 1,188 1.2409 GBP
1p ordinary SWAP Increasing Long 1,844 1.2592 GBP
1p ordinary SWAP Increasing Long 1,879 1.2599 GBP
1p ordinary SWAP Increasing Long 3,840 1.2611 GBP
1p ordinary SWAP Increasing Long 50,264 1.2699 GBP
1p ordinary SWAP Increasing Long 121,611 1.2700 GBP
1p ordinary SWAP Decreasing Long 6,382 1.2084 GBP
1p ordinary SWAP Decreasing Long 637 1.2130 GBP
1p ordinary SWAP Decreasing Long 1,164 1.2173 GBP
1p ordinary SWAP Decreasing Long 24 1.2200 GBP
1p ordinary SWAP Decreasing Long 9,778 1.2248 GBP
1p ordinary SWAP Decreasing Long 112 1.2250 GBP
1p ordinary SWAP Decreasing Long 27,550 1.2301 GBP
1p ordinary SWAP Decreasing Long 75,000 1.2306 GBP
1p ordinary SWAP Decreasing Long 10,171 1.2353 GBP
1p ordinary SWAP Decreasing Long 20,686 1.2354 GBP
1p ordinary SWAP Decreasing Long 4 1.2497 GBP
1p ordinary SWAP Decreasing Long 2,597 1.2500 GBP
1p ordinary SWAP Decreasing Long 7 1.2576 GBP
1p ordinary SWAP Decreasing Long 8 1.2582 GBP
1p ordinary SWAP Decreasing Long 21,856 1.2590 GBP
1p ordinary SWAP Decreasing Long 34,422 1.2700 GBP
1p ordinary CFD Increasing Long 14,562 1.2246 GBP
1p ordinary CFD Increasing Long 4,484 1.2300 GBP
1p ordinary CFD Increasing Long 434 1.2470 GBP
1p ordinary CFD Increasing Long 783 1.2700 GBP
1p ordinary CFD Decreasing Long 6,513 1.2060 GBP
1p ordinary CFD Decreasing Long 10,817 1.2408 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 May 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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