REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Today 13:30
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250701:nRSA2481Pa&default-theme=true
RNS Number : 2481P Barclays PLC 01 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 30 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 15,826,924 2.05% 5,994,365 0.78%
(2) Cash-settled derivatives:
and/or controlled: 4,096,780 0.53% 15,674,559 2.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,923,704 2.58% 21,668,924 2.80%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,000,000 2.00% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,000,000 2.00% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 450,140 1.7420 GBP 1.7100 GBP
1p ordinary Sale 400,690 1.7470 GBP 1.7210 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Increasing Short 36,725 1.7329 USD
1p ordinary SWAP Decreasing Short 1,060 1.7303 GBP
1p ordinary SWAP Decreasing Short 369 1.7308 GBP
1p ordinary SWAP Decreasing Short 8,650 1.7329 GBP
1p ordinary SWAP Decreasing Short 3,358 1.7334 GBP
1p ordinary SWAP Decreasing Short 11,061 1.7361 GBP
1p ordinary SWAP Decreasing Short 2,257 1.7376 GBP
1p ordinary SWAP Decreasing Short 2,774 1.7385 GBP
1p ordinary SWAP Decreasing Short 3,715 1.7390 GBP
1p ordinary SWAP Decreasing Short 33 1.7417 GBP
1p ordinary SWAP Decreasing Short 17,814 1.7419 GBP
1p ordinary SWAP Decreasing Short 59,253 1.7420 GBP
1p ordinary SWAP Decreasing Short 4,155 1.7470 GBP
1p ordinary SWAP Increasing Short 9,600 1.7253 GBP
1p ordinary SWAP Increasing Short 12,461 1.7255 GBP
1p ordinary SWAP Increasing Short 13,095 1.7259 GBP
1p ordinary SWAP Increasing Short 9,238 1.7278 GBP
1p ordinary SWAP Increasing Short 2,684 1.7302 GBP
1p ordinary SWAP Increasing Short 19,200 1.7303 GBP
1p ordinary SWAP Increasing Short 3,964 1.7328 GBP
1p ordinary SWAP Increasing Short 12,729 1.7329 GBP
1p ordinary SWAP Increasing Short 39,630 1.7330 GBP
1p ordinary SWAP Increasing Short 680 1.7361 GBP
1p ordinary SWAP Increasing Short 137 1.7362 GBP
1p ordinary SWAP Increasing Short 939 1.7412 GBP
1p ordinary SWAP Increasing Short 16,867 1.7417 GBP
1p ordinary CFD Decreasing Short 7,742 1.7300 GBP
1p ordinary CFD Decreasing Short 6,780 1.7420 GBP
1p ordinary CFD Increasing Short 3,871 1.7300 GBP
1p ordinary CFD Increasing Short 2,542 1.7351 GBP
1p ordinary CFD Increasing Short 1,248 1.7370 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 Jul 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFLFELDDILIIERecent news on Alphawave IP
See all newsREG - BlackRock Group Alphawave IP Group - Form 8.3 - Alphawave IP Group plc
AnnouncementREG - MAK Capital One LLC Alphawave IP Group Qualcomm Inc - Form 8.3 - Alphawave IP Group plc (Qualcomm offer)
AnnouncementREG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG-Millennium Partners, L.P. Form 8.3 - Alphawave IP Group plc
AnnouncementREG - Capital Group Co. Qualcomm Inc Alphawave IP Group - Form 8.3 - Alphawave IP Group PLC
Announcement