REG - Jefferies Int Ltd. Alphawave IP Group - Form 8.3 - Alphawave IP Group plc
Mon 13:30
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RNS Number : 4722G Jefferies International Limited. 28 April 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Jefferies International Limited
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Alphawave IP Group plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date 25(th) April 2025
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the offer?
Qualcomm Incorporated
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in\ 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,734,592 0.228
(2) Cash-settled derivatives: 3,759 0.000 98,437 0.013
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
TOTAL: 3,759 0.000 1,833,029 0.241
Class of relevant security: Senior unsecured convertible bond
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 7,400,000 4.933
(2) Cash-settled derivatives: 0 0.000 0 0.000
(3) Stock-settled derivatives 9,046,722 (including options) and agreements to
purchase/sell:
TOTAL: 7,400,000 4.933 0 0.000
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (GBX)
1p ordinary Purchase 670 112.2000
2,088 112.2500
2,242 112.4000
5,000 112.7000
288,593 115.6000
Sale 1,044 111.8000
5,220 111.9000
522 112.0000
972 112.2000
2,610 112.2500
614 112.3000
1,028 112.4000
2,141 112.5000
323 112.6500
10,648 112.7000
1,838 112.8000
1,611 113.0000
1,221 113.1000
515 113.2000
250 113.2500
1,889 113.3000
5,220 113.4000
1,377 113.5000
1,195 113.7000
653 113.8000
429 113.9500
3,654 114.0000
522 114.1000
522 114.2000
1,804 114.2500
3,416 114.3000
940 114.3500
2,383 114.5000
1,044 114.6000
331 114.6500
191 114.7000
2,088 114.8000
12,511 115.0000
486 115.0500
1,492 115.1000
302 115.1500
867 115.2000
666 115.3000
418 115.3500
987 115.5000
522 115.6000
2,088 115.7000
77,432 115.8000
3,176 115.9000
6,692 115.9500
3,809 116.0000
50,311 116.0500
2,610 116.1000
3,647 116.2000
7,894 116.3000
470 116.3500
522 116.4000
2,574 116.5000
40,341 116.6000
36 116.6500
6,832 116.7000
7,058 116.7500
2,442 116.8000
1,247 117.1000
1,902 117.2000
1,044 117.3000
Class of relevant security Purchase/sale Number of securities Price per unit (USD)
Senior unsecured convertible bond
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short (GBX)
position
1p ordinary
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short (GBX)
position
Senior Unsecured Convertible Bond
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28(th) April 2025
Contact name: Robin Greenwood
Telephone number 020 7029 8595
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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