REG - Morgan Stanley & Co. Alphawave IP Group - Form 8.5 (EPT/RI) - Alphawave IP Group plc
30/10/2025 08:15
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RNS Number : 4933F Morgan Stanley & Co. Int'l plc 30 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Alphawave IP Group plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 29 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of
making disclosures in respect of any other party to this offer? Qualcomm Incorporated)
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
1p ordinary PURCHASES 809,658 1.9390 GBP 1.8790 GBP
1p ordinary SALES 632,145 1.9390 GBP 1.8910 GBP
1p ordinary PURCHASES 171,288 2.5599 USD 2.5067 USD
1p ordinary SALES 590,140 2.5604 USD 2.5072 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
1p ordinary CFD increasing a long position 162 1.8910 GBP
1p ordinary CFD increasing a long position 23,015 1.8910 GBP
1p ordinary CFD increasing a long position 47 1.8938 GBP
1p ordinary CFD increasing a long position 2,268 1.8987 GBP
1p ordinary CFD increasing a long position 2,600 1.8988 GBP
1p ordinary CFD increasing a long position 820 1.9000 GBP
1p ordinary CFD increasing a long position 577 1.9293 GBP
1p ordinary CFD increasing a short position 2,565 1.9192 GBP
1p ordinary CFD increasing a short position 1,489 1.9192 GBP
1p ordinary CFD increasing a short position 526 1.9192 GBP
1p ordinary CFD increasing a short position 4,949 1.9192 GBP
1p ordinary CFD increasing a short position 8,777 1.9244 GBP
1p ordinary CFD increasing a short position 2,853 1.9244 GBP
1p ordinary CFD increasing a short position 2,401 1.9244 GBP
1p ordinary CFD increasing a short position 5,805 1.9269 GBP
1p ordinary CFD increasing a short position 100,000 1.9346 GBP
1p ordinary CFD increasing a short position 190 1.9380 GBP
1p ordinary CFD reducing a long position 68 1.8790 GBP
1p ordinary CFD reducing a long position 4,688 1.8910 GBP
1p ordinary CFD reducing a long position 820 1.8910 GBP
1p ordinary CFD reducing a long position 5,250 1.8910 GBP
1p ordinary CFD reducing a long position 4,642 1.8949 GBP
1p ordinary CFD reducing a long position 8,418 1.9119 GBP
1p ordinary CFD reducing a long position 797 1.9170 GBP
1p ordinary CFD reducing a long position 124 1.9201 GBP
1p ordinary CFD reducing a long position 1,250 1.9210 GBP
1p ordinary CFD reducing a long position 27,835 1.9214 GBP
1p ordinary CFD reducing a long position 487 1.9269 GBP
1p ordinary CFD reducing a long position 33,909 1.9292 GBP
1p ordinary CFD reducing a long position 7,336 1.9381 GBP
1p ordinary CFD reducing a short position 2,338 1.9185 GBP
1p ordinary CFD reducing a short position 25,583 1.9220 GBP
1p ordinary CFD reducing a short position 162,851 1.9220 GBP
1p ordinary CFD reducing a short position 4,344 1.9220 GBP
1p ordinary CFD reducing a short position 117,293 1.9220 GBP
1p ordinary CFD reducing a short position 5,805 1.9293 GBP
1p ordinary CFD reducing a short position 32,691 2.5218 USD
1p ordinary CFD reducing a short position 176,090 2.5319 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 30 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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