REG - Morgan Stanley & Co. - Form 8.5 (EPT/RI)-Aqua Acquisition Sub LLC

Alphawave IPAnnouncement

Mon 12:30

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RNS Number : 8576T  Morgan Stanley & Co. Int'l plc  04 August 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    01 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES- Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         135                         128.4800 EUR                          126.0909 EUR
 USD 0.0001 common           SALES             906                         128.4800 EUR                          126.0000 EUR
 USD 0.0001 common           PURCHASES         24,445                      148.4900 USD                          145.5000 USD
 USD 0.0001 common           SALES             23,620                      148.4900 USD                          145.5000 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                  position
 USD 0.0001 common           CFD                                                  increasing a long position                                                     2                               127.6500 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      4                               126.4400 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      179                             127.4838 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MK45R00)   SHORT                                                                          80                              8.1800 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MK8F7V6)   SHORT                                                                          1,612                           12.9699 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BL01KP49)   LONG                                                                           7,500                           0.2980 SEK
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BTL00898)   LONG                                                                           26                              115.3100 SEK
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BTL00898)   LONG                                                                           26                              115.3800 SEK
 USD 0.0001 common           Mini Future (ISIN  DE000MG6G722)                     LONG                                                                           500                             7.7500 EUR
 USD 0.0001 common           Mini Future (ISIN  GB00BL011Q29)                     LONG                                                                           15                              67.8900 SEK
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MB08TW5)      SHORT                                                                          325                             2.6000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MB5Q041)      SHORT                                                                          800                             4.7000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000ME359N4)      SHORT                                                                          450                             2.1722 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000ME40FL4)      LONG                                                                           50                              2.1700 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5GST9)      LONG                                                                           1,042                           0.9900 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5GST9)      SHORT                                                                          927                             1.1355 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK66945)      LONG                                                                           1,600                           0.7600 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK7NPL4)      LONG                                                                           3,100                           0.4400 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       LONG                                                                           2,970                           0.7077 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       SHORT                                                                          5,270                           0.7071 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME9ZJA8)                       SHORT                                                                          9,000                           0.2230 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7CPE8)                       SHORT                                                                          1,000                           1.1900 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85PR4)                       SHORT                                                                          1,400                           0.6900 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85Q05)                       LONG                                                                           2,636                           0.3500 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  04 August 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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