REG - Morgan StanleyEurope - Form 8.5 (EPT/NON-RI) - Aqua Acquisition Sub LLC
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RNS Number : 1341R Morgan Stanley Europe SE 15 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 14 July 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 33 134.3200 EUR 132.2123 EUR
USD 0.0001 common SALES 33 134.7800 EUR 131.6000 EUR
USD 0.0001 common PURCHASES 7,610 156.4500 USD 153.6900 USD
USD 0.0001 common SALES 7,610 156.4500 USD 153.6900 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MJ73R16) LONG 150 6.4900 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MJ73R16) SHORT 150 6.4900 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MJ0C4A0) LONG 13 100.6200 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MJ0C4A0) SHORT 13 100.6200 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MJ0C4Y0) LONG 64 119.5600 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MJ0C4Y0) SHORT 64 119.5600 EUR
USD 0.0001 common Mini Future (ISIN DE000MA0DG25) LONG 200 5.1000 EUR
USD 0.0001 common Mini Future (ISIN DE000MA0DG25) SHORT 200 5.1000 EUR
USD 0.0001 common Mini Future (ISIN DE000MB9YPF0) LONG 74 5.6000 EUR
USD 0.0001 common Mini Future (ISIN DE000MB9YPF0) SHORT 74 5.6000 EUR
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) LONG 240 74.3855 SEK
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 52 74.3600 SEK
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 130 74.3800 SEK
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 28 74.4000 SEK
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 30 74.4400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 33 58.9900 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 33 58.9900 SEK
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG8JBH4) LONG 10,000 0.2050 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG8JBH4) SHORT 10,000 0.2050 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359M6) LONG 600 2.9100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359M6) SHORT 600 2.9100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830E1) LONG 13 3.2500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830E1) SHORT 13 3.2500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) LONG 154 3.2200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) SHORT 154 3.2200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4EVH6) LONG 140 7.6900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4EVH6) SHORT 140 7.6900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK60CM4) LONG 950 2.2384 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK60CM4) LONG 1,350 2.2585 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK60CM4) SHORT 950 2.2384 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK60CM4) SHORT 1,350 2.2585 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631G2) LONG 100 2.7000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631G2) SHORT 100 2.7000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6LS57) LONG 50 1.3700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6LS57) SHORT 50 1.3700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK97B05) LONG 8,148 0.3800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK97B05) SHORT 8,148 0.3800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK97B39) LONG 2,500 0.1450 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK97B39) SHORT 2,500 0.1450 EUR
USD 0.0001 common Warrants (ISIN DE000MB9D629) LONG 1,000 1.0300 EUR
USD 0.0001 common Warrants (ISIN DE000MB9D629) SHORT 1,000 1.0300 EUR
USD 0.0001 common Warrants (ISIN DE000ME3J7A4) LONG 500 1.4300 EUR
USD 0.0001 common Warrants (ISIN DE000ME3J7A4) SHORT 500 1.4300 EUR
USD 0.0001 common Warrants (ISIN DE000ME5RPV6) LONG 1,000 0.3600 EUR
USD 0.0001 common Warrants (ISIN DE000ME5RPV6) SHORT 1,000 0.3600 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 3,500 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 375 1.1900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 19,531 1.2272 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 600 1.1700 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 5,000 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 3,875 1.1810 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 3,300 1.1900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,461 1.1916 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,300 1.2400 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 4,520 1.2781 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,250 1.2800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 2,100 1.2900 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9N0) LONG 1,000 0.7200 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9N0) SHORT 1,000 0.7200 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPX8) LONG 10,000 0.6100 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPX8) SHORT 10,000 0.6100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) LONG 1,750 1.4000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) SHORT 1,750 1.4000 EUR
USD 0.0001 common Warrants (ISIN DE000MK4H2Z0) LONG 10,000 0.1670 EUR
USD 0.0001 common Warrants (ISIN DE000MK4H2Z0) SHORT 10,000 0.1670 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 July 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD European 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD European 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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