REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
22/04/2025 15:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250422:nRSV7207Fa&default-theme=true
RNS Number : 7207F Northern Trust Corporation 22 April 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 17(th) April 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 14,111,341.00 1.28
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
14,111,341.00 1.28
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 20314 securities into the
relevant accounts and 68345 securities out of relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock BUY 797 137.504
Common Stock SELL 300 136.83
Common Stock SELL 10598 136.795
Common Stock SELL 5 137.117
Common Stock SELL 8 137.117
Common Stock SELL 14 137.117
Common Stock SELL 31 137.117
Common Stock SELL 13 137.117
Common Stock SELL 4 137.32
Common Stock SELL 28 137.117
Common Stock SELL 16 137.117
Common Stock SELL 12 137.117
Common Stock SELL 15 137.117
Common Stock SELL 16 137.117
Common Stock SELL 7 137.117
Common Stock SELL 15 137.117
Common Stock SELL 7 137.117
Common Stock SELL 3 137.117
Common Stock SELL 5 137.117
Common Stock BUY 4 137.59
Common Stock SELL 72 137.117
Common Stock SELL 44 137.117
Common Stock SELL 17 137.117
Common Stock SELL 49 137.117
Common Stock SELL 11 137.117
Common Stock SELL 9 137.117
Common Stock SELL 13 137.117
Common Stock BUY 1 136.302
Common Stock BUY 433 136.302
Common Stock SELL 25 137.117
Common Stock SELL 56 137.117
Common Stock SELL 4 137.02
Common Stock SELL 6 137.117
Common Stock SELL 15 137.117
Common Stock SELL 6 137.117
Common Stock SELL 13 137.117
Common Stock SELL 10 137.117
Common Stock SELL 6 137.117
Common Stock SELL 11 137.117
Common Stock SELL 3 137.117
Common Stock SELL 10 137.117
Common Stock SELL 4 137.117
Common Stock SELL 62 136.26
Common Stock SELL 16 137.117
Common Stock SELL 8 137.117
Common Stock SELL 5 137.117
Common Stock SELL 16 137.117
Common Stock SELL 17 137.64
Common Stock SELL 12 137.117
Common Stock SELL 12 137.117
Common Stock BUY 2 136.67
Common Stock SELL 13 137.117
Common Stock SELL 4 137.117
Common Stock SELL 8 137.117
Common Stock SELL 3 137.117
Common Stock SELL 13 137.117
Common Stock SELL 11 137.117
Common Stock SELL 8 136.49
Common Stock SELL 37 137.299
Common Stock SELL 87 137.64
Common Stock SELL 13 137.64
Common Stock SELL 3 136.66
Common Stock SELL 12 136.66
Common Stock BUY 42 137.62
Common Stock SELL 1246 137.495
Common Stock SELL 1246 137.495
Common Stock SELL 1246 137.495
Common Stock SELL 1246 137.495
Common Stock SELL 8 137.64
Common Stock SELL 3 137.64
Common Stock SELL 17 137.64
Common Stock BUY 38 136.6
Common Stock SELL 14 137.64
Common Stock BUY 9 137.62
Common Stock BUY 15 137.62
Common Stock BUY 10 137.62
Common Stock BUY 11 137.62
Common Stock BUY 11 137.62
Common Stock BUY 13 137.62
Common Stock BUY 5 137.62
Common Stock BUY 56 136.66
Common Stock SELL 46 137.64
Common Stock SELL 18 137.64
Common Stock SELL 20 137.64
Common Stock SELL 28 137.64
Common Stock BUY 26 137.62
Common Stock BUY 18 137.62
Common Stock BUY 10 137.62
Common Stock SELL 13 137.64
Common Stock SELL 18 137.64
Common Stock BUY 121 136.6
Common Stock BUY 24 137.62
Common Stock SELL 8 137.64
Common Stock SELL 18 137.64
Common Stock SELL 7 137.64
Common Stock SELL 14 137.64
Common Stock SELL 7 137.64
Common Stock SELL 70 137.64
Common Stock SELL 37 137.64
Common Stock BUY 8 137.62
Common Stock SELL 19 137.64
Common Stock SELL 9 137.64
Common Stock BUY 63 137.62
Common Stock SELL 4 137.64
Common Stock SELL 398 136.66
Common Stock SELL 2 137.64
Common Stock SELL 8 137.64
Common Stock SELL 2 137.64
Common Stock BUY 13 137.62
Common Stock SELL 12 137.64
Common Stock SELL 27 137.64
Common Stock SELL 34 137.64
Common Stock BUY 4 137.62
Common Stock BUY 67 137.62
Common Stock SELL 21 137.64
Common Stock SELL 6 137.64
Common Stock SELL 8 137.64
Common Stock SELL 9 137.64
Common Stock BUY 7 137.62
Common Stock SELL 29 136.66
Common Stock BUY 22 137.62
Common Stock SELL 17 137.64
Common Stock SELL 3 137.64
Common Stock SELL 31 137.64
Common Stock SELL 20 137.64
Common Stock BUY 60 137.62
Common Stock BUY 7 137.62
Common Stock BUY 4 137.62
Common Stock BUY 47 137.62
Common Stock BUY 12 137.62
Common Stock SELL 4 137.64
Common Stock BUY 12 136.66
Common Stock SELL 1 137.64
Common Stock BUY 17 137.62
Common Stock SELL 70 137.64
Common Stock BUY 70 137.62
Common Stock SELL 38 137.64
Common Stock SELL 15 137.64
Common Stock BUY 26 137.62
Common Stock SELL 56 137.64
Common Stock BUY 21 137.62
Common Stock SELL 50 136.66
Common Stock SELL 10 137.64
Common Stock SELL 26 137.64
Common Stock BUY 33 137.62
Common Stock SELL 16 137.64
Common Stock SELL 7 137.64
Common Stock SELL 12 137.64
Common Stock SELL 29 137.64
Common Stock BUY 14 136.6
Common Stock SELL 48 137.64
Common Stock BUY 5 136.66
Common Stock SELL 13 137.64
Common Stock SELL 46 137.64
Common Stock SELL 28 137.64
Common Stock SELL 9 137.64
Common Stock SELL 26 136.66
Common Stock SELL 26 137.64
Common Stock SELL 13 137.64
Common Stock BUY 16 137.62
Common Stock SELL 51 137.64
Common Stock SELL 6 137.64
Common Stock BUY 5 137.62
Common Stock SELL 12 137.64
Common Stock BUY 1 137.62
Common Stock BUY 10 136.66
Common Stock SELL 20 137.64
Common Stock SELL 16 137.64
Common Stock BUY 3 136.66
Common Stock BUY 3 137.62
Common Stock BUY 1 136.66
Common Stock SELL 5 136.66
Common Stock BUY 8 136.66
Common Stock SELL 10 137.64
Common Stock SELL 25 137.64
Common Stock BUY 78 136.33
Common Stock BUY 14 136.66
Common Stock SELL 1156 137.495
Common Stock SELL 1156 137.495
Common Stock SELL 1156 137.495
Common Stock SELL 1156 137.495
Common Stock SELL 30 136.66
Common Stock SELL 57 136.305
Common Stock SELL 30 136.305
Common Stock BUY 22 136.66
Common Stock SELL 8 136.455
Common Stock SELL 100 136.183
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22(nd) April 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END RETUUSORVOUSUARRecent news on Alphawave IP
See all newsREG - Alphawave IP Group - Holding(s) in Company
AnnouncementREG - Amundi SA Qualcomm Inc Alphawave IP Group - Form 8.3 - Aqua Acquisition Sub LLC
AnnouncementREG - BlackRock Group Alphawave IP Group - Form 8.3 - Alphawave IP Group plc
AnnouncementREG-Millennium Partners, L.P. Form 8.3 - Alphawave IP Group plc
AnnouncementREG - MAK Capital One LLC Alphawave IP Group Qualcomm Inc - Form 8.3 - Alphawave IP Group plc (Qualcomm offer)
Announcement