REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
25/04/2025 14:45
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RNS Number : 2870G Northern Trust Corporation 25 April 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 24(th) April 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 14,120,492.00 1.28
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
14,120,492.00 1.28
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 77222 securities out of
relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock SELL 139 146.1
Common Stock SELL 2 147.1412
Common Stock BUY 62 147.14
Common Stock SELL 6 147.21
Common Stock BUY 7 147.14
Common Stock SELL 75 147.1412
Common Stock SELL 10 147.1412
Common Stock BUY 14 146.8384
Common Stock SELL 10 147.1412
Common Stock BUY 173 147.1412
Common Stock SELL 24 147.1412
Common Stock SELL 63 147.1412
Common Stock BUY 89 147.14
Common Stock SELL 31 147.21
Common Stock BUY 9 146.8384
Common Stock SELL 85 147.1412
Common Stock BUY 76 146.34
Common Stock BUY 4 147.21
Common Stock BUY 10 147.0639
Common Stock SELL 412 147.21
Common Stock SELL 13 146.847
Common Stock SELL 9 147.1412
Common Stock BUY 110 147.0639
Common Stock BUY 31 147.21
Common Stock BUY 121 147.0639
Common Stock SELL 216 147.1412
Common Stock BUY 6 147.0639
Common Stock SELL 6 146.41
Common Stock SELL 21 147.1412
Common Stock SELL 9 147.1412
Common Stock SELL 13 147.1412
Common Stock SELL 61 147.1412
Common Stock SELL 7 147.21
Common Stock SELL 4 147.1412
Common Stock BUY 9 147.0639
Common Stock SELL 7 147.1412
Common Stock SELL 37 146.1
Common Stock SELL 13 147.1412
Common Stock BUY 54 147.0639
Common Stock BUY 1 147.21
Common Stock BUY 11 147.21
Common Stock BUY 58 147.21
Common Stock BUY 40 147.0639
Common Stock BUY 4 146.8384
Common Stock SELL 31 147.21
Common Stock SELL 18 147.1412
Common Stock BUY 9 146.8384
Common Stock BUY 3829 147.21
Common Stock SELL 4 147.1412
Common Stock SELL 1 146.847
Common Stock SELL 25 147.21
Common Stock BUY 20 147.21
Common Stock SELL 21 147.1412
Common Stock SELL 41 147.21
Common Stock SELL 102 146.41
Common Stock BUY 5 147.21
Common Stock BUY 10 147.21
Common Stock SELL 16 147.1412
Common Stock SELL 57 147.1412
Common Stock SELL 51 146.847
Common Stock SELL 56 146.41
Common Stock SELL 62 147.1412
Common Stock BUY 68 147.1412
Common Stock SELL 43 147.1412
Common Stock BUY 15 147.0639
Common Stock BUY 14 147.21
Common Stock BUY 68 147.1412
Common Stock BUY 35 146.8384
Common Stock BUY 44 147.21
Common Stock SELL 194 146.1
Common Stock BUY 175 147.1412
Common Stock BUY 13 147.0639
Common Stock SELL 6 147.1412
Common Stock BUY 45 147.0639
Common Stock BUY 5 147.0639
Common Stock SELL 6 146.847
Common Stock SELL 7 147.21
Common Stock SELL 62 142.78
Common Stock SELL 16 142.78
Common Stock SELL 16 142.78
Common Stock SELL 1 145.025
Common Stock SELL 1 145.95
Common Stock SELL 1 145.025
Common Stock BUY 1 144.89
Common Stock BUY 2 144.89
Common Stock SELL 48 147.42
Common Stock SELL 2 145.025
Common Stock SELL 3 145.025
Common Stock SELL 3 145.025
Common Stock BUY 1 146.87
Common Stock SELL 5 145.95
Common Stock BUY 2 145.7
Common Stock SELL 1 145.025
Common Stock BUY 4 147.21
Common Stock SELL 7 147.21
Common Stock SELL 6 147.141
Common Stock BUY 10 147.064
Common Stock BUY 14 147.21
Common Stock BUY 62 147.14
Common Stock SELL 16 147.141
Common Stock SELL 21 147.141
Common Stock SELL 102 146.41
Common Stock SELL 62 147.141
Common Stock SELL 31 147.21
Common Stock SELL 25 147.21
Common Stock SELL 6 147.21
Common Stock BUY 9 146.838
Common Stock SELL 75 147.141
Common Stock SELL 216 147.141
Common Stock BUY 40 147.064
Common Stock SELL 9 147.141
Common Stock BUY 14 146.838
Common Stock BUY 15 147.064
Common Stock SELL 43 147.141
Common Stock BUY 6 147.064
Common Stock SELL 10 147.141
Common Stock BUY 9 147.064
Common Stock SELL 61 147.141
Common Stock SELL 6 146.41
Common Stock SELL 13 146.847
Common Stock BUY 121 147.064
Common Stock SELL 85 147.141
Common Stock BUY 110 147.064
Common Stock BUY 5 147.21
Common Stock SELL 4 147.141
Common Stock SELL 10 147.141
Common Stock BUY 45 147.064
Common Stock SELL 7 147.141
Common Stock SELL 21 147.141
Common Stock SELL 13 147.141
Common Stock BUY 54 147.064
Common Stock BUY 13 147.064
Common Stock SELL 37 146.1
Common Stock SELL 194 146.1
Common Stock SELL 139 146.1
Common Stock BUY 9 146.838
Common Stock SELL 4 147.141
Common Stock SELL 13 147.141
Common Stock SELL 18 147.141
Common Stock BUY 4 146.838
Common Stock SELL 63 147.141
Common Stock SELL 24 147.141
Common Stock BUY 5 147.064
Common Stock SELL 9 147.141
Common Stock SELL 2 147.141
Common Stock SELL 31 147.21
Common Stock BUY 7 147.14
Common Stock SELL 6 146.847
Common Stock BUY 89 147.14
Common Stock SELL 56 146.41
Common Stock BUY 35 146.838
Common Stock SELL 1 146.847
Common Stock SELL 51 146.847
Common Stock BUY 20 147.21
Common Stock BUY 11 147.21
Common Stock BUY 1 147.21
Common Stock BUY 44 147.21
Common Stock SELL 7 147.21
Common Stock BUY 10 147.21
Common Stock SELL 57 147.141
Common Stock BUY 76 146.34
Common Stock BUY 14775 147.21
Common Stock SELL 5 145.95
Common Stock SELL 3 145.026667
Common Stock SELL 3 145.026667
Common Stock BUY 1 144.89
Common Stock SELL 1 145.03
Common Stock SELL 2 145.025
Common Stock SELL 1 145.03
Common Stock BUY 1 146.87
Common Stock SELL 1 145.03
Common Stock SELL 1 145.95
Common Stock BUY 2 145.7
Common Stock BUY 2 144.89
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25(th) April 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
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