REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated

Alphawave IPAnnouncement

01/08/2025 15:15

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RNS Number : 6929T  Northern Trust Corporation  01 August 2025

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      Northern Trust Corporation
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   Qualcomm Incorporated.
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       31(st) July 2025

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           Yes - Alphawave IP Group plc
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Common Stock

                                                                      Interests             Short positions

                                                                      Number         %      Number    %
 (1) Relevant securities owned and/or controlled:                     13,700,761.00  1.25
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      13,700,761.00  1.25

      TOTAL:

 

Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 90609 securities into the
relevant accounts and 7 securities out of relevant accounts.

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit
 Common Stock                SELL           1319                  146.76
 Common Stock                SELL           1236                  146.76
 Common Stock                SELL           68                    146.9947
 Common Stock                SELL           11500                 146.8386
 Common Stock                BUY            1349                  146.76
 Common Stock                SELL           694                   146.76
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           12                    146.7121
 Common Stock                SELL           6                     146.7121
 Common Stock                SELL           1526                  146.76
 Common Stock                SELL           100                   145.8501
 Common Stock                SELL           275                   147.2067
 Common Stock                SELL           1811                  146.76
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           75                    146.7121
 Common Stock                SELL           10                    147.09
 Common Stock                SELL           1                     146.7121
 Common Stock                SELL           7                     146.76
 Common Stock                BUY            44                    146.76
 Common Stock                BUY            66                    146.76
 Common Stock                BUY            31                    146.76
 Common Stock                SELL           3700                  146.819
 Common Stock                SELL           752                   146.76
 Common Stock                SELL           1                     146.7121
 Common Stock                SELL           481                   146.76
 Common Stock                SELL           233                   150.66
 Common Stock                SELL           13                    149.56
 Common Stock                SELL           258                   146.9947
 Common Stock                SELL           90                    146.7121
 Common Stock                SELL           4100                  146.9557
 Common Stock                SELL           26                    147.2067
 Common Stock                BUY            1                     146.76
 Common Stock                SELL           390                   146.9947
 Common Stock                SELL           684                   146.76
 Common Stock                SELL           18                    146.7121
 Common Stock                SELL           67                    146.76
 Common Stock                SELL           4                     146.7121
 Common Stock                BUY            50                    146.7084
 Common Stock                SELL           153                   146.7121
 Common Stock                SELL           50                    146.76
 Common Stock                SELL           995                   146.76
 Common Stock                SELL           243                   146.76
 Common Stock                SELL           9                     146.76
 Common Stock                SELL           52                    146.76
 Common Stock                BUY            58                    146.7084
 Common Stock                SELL           122                   146.76
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           88                    146.76
 Common Stock                SELL           851                   146.757
 Common Stock                SELL           4886                  150.765
 Common Stock                BUY            5                     154.89
 Common Stock                SELL           4                     153.03
 Common Stock                BUY            14                    148.565
 Common Stock                BUY            36                    148.565
 Common Stock                BUY            7                     148.565
 Common Stock                SELL           2                     153.03
 Common Stock                SELL           5                     153.03
 Common Stock                SELL           4                     149.9
 Common Stock                SELL           8                     151.463
 Common Stock                BUY            4                     148.565
 Common Stock                SELL           9                     146.76
 Common Stock                SELL           50                    146.76
 Common Stock                SELL           258                   146.995
 Common Stock                SELL           7                     146.76
 Common Stock                SELL           75                    146.712
 Common Stock                SELL           153                   146.712
 Common Stock                BUY            31                    146.76
 Common Stock                BUY            44                    146.76
 Common Stock                SELL           13                    149.56
 Common Stock                SELL           88                    146.76
 Common Stock                SELL           1                     146.712
 Common Stock                BUY            58                    146.708
 Common Stock                SELL           275                   147.207
 Common Stock                SELL           12                    146.712
 Common Stock                SELL           4                     146.712
 Common Stock                SELL           6                     146.712
 Common Stock                SELL           18                    146.712
 Common Stock                SELL           1                     146.712
 Common Stock                BUY            50                    146.708
 Common Stock                SELL           10                    147.09
 Common Stock                BUY            1                     146.76
 Common Stock                BUY            66                    146.76
 Common Stock                SELL           68                    146.995
 Common Stock                SELL           100                   145.85
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           560                   146.76
 Common Stock                SELL           90                    146.712
 Common Stock                SELL           26                    147.207
 Common Stock                SELL           390                   146.995
 Common Stock                SELL           52                    146.76
 Common Stock                SELL           3100                  147.302
 Common Stock                SELL           1500                  147.302
 Common Stock                SELL           1000                  147.302
 Common Stock                SELL           700                   147.302
 Common Stock                BUY            182                   146.812
 Common Stock                SELL           43                    146.94
 Common Stock                SELL           66                    146.76
 Common Stock                SELL           48                    146.76
 Common Stock                SELL           4                     149.9
 Common Stock                SELL           4                     153.03
 Common Stock                SELL           5                     153.03
 Common Stock                SELL           2                     153.03
 Common Stock                BUY            5                     154.89
 Common Stock                SELL           8                     151.4625

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  1(st) August 2025
 Contact name:        London Compliance Team
 Telephone number*:   0207 982 2158 or 0207 982 3697

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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