REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
07/08/2025 14:45
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RNS Number : 4724U Northern Trust Corporation 07 August 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 6(th) August 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 13,691,046.00 1.24
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
13,691,046.00 1.24
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 80540 securities into the
relevant accounts and 669 securities out of relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common stock SELL 5 145.7752
Common stock SELL 35 145.7752
Common stock SELL 9 145.7752
Common stock SELL 18 145.7752
Common stock SELL 31 145.7752
Common stock SELL 17 145.7752
Common stock SELL 121 145.991
Common stock BUY 1454 146.195
Common stock BUY 33 145.7865
Common stock SELL 7 145.7752
Common stock SELL 1 145.7752
Common stock SELL 822 145.991
Common stock SELL 6 145.7752
Common stock SELL 14 145.7752
Common stock SELL 12 145.7752
Common stock SELL 78 145.63
Common stock SELL 36 145.7752
Common stock SELL 44 145.7752
Common stock SELL 1 144.98
Common stock SELL 9 145.7752
Common stock SELL 20 145.7752
Common stock SELL 98 145.7752
Common stock SELL 4 145.7752
Common stock SELL 5 145.7752
Common stock SELL 42 145.7752
Common stock SELL 5 145.7752
Common stock SELL 45 145.7752
Common stock BUY 61 145.84
Common stock SELL 1 144.98
Common stock BUY 8 145.7865
Common stock SELL 79 145.7752
Common stock BUY 24 144.98
Common stock BUY 7 145.7865
Common stock SELL 9 145.7752
Common stock SELL 7 145.52
Common stock BUY 14 145.84
Common stock SELL 13 145.991
Common stock SELL 9 145.7752
Common stock BUY 34 145.84
Common stock SELL 23 145.7752
Common stock BUY 23 145.84
Common stock SELL 36 145.7752
Common stock SELL 35 145.7752
Common stock SELL 10 145.7752
Common stock SELL 21 145.991
Common stock SELL 5 145.7752
Common stock SELL 10 145.7752
Common stock SELL 6 145.7752
Common stock SELL 7 145.7752
Common stock SELL 13 145.7752
Common stock SELL 3 145.7752
Common stock SELL 11 145.7752
Common stock SELL 2 145.991
Common stock SELL 5 145.7752
Common stock BUY 68 145.991
Common stock BUY 8 145.7865
Common stock SELL 12 144.98
Common stock BUY 189 146.195
Common stock SELL 18 145.7752
Common stock SELL 67 145.7752
Common stock SELL 28 145.7752
Common stock SELL 137 145.7752
Common stock SELL 27 145.7752
Common stock SELL 32 145.7752
Common stock SELL 893 145.991
Common stock BUY 89 145.7865
Common stock SELL 13 145.7752
Common stock SELL 10 145.7752
Common stock BUY 51 145.84
Common stock SELL 5 145.7752
Common stock SELL 6 145.7752
Common stock SELL 8 145.7752
Common stock SELL 227 145.7752
Common stock BUY 1 145.7865
Common stock SELL 27 145.7752
Common stock SELL 10 145.7752
Common stock SELL 9 145.7752
Common stock BUY 4 145.7865
Common stock SELL 58 145.7752
Common stock SELL 13 145.7752
Common stock SELL 88 145.7752
Common stock SELL 12 145.7752
Common stock SELL 6 145.7752
Common stock SELL 4 145.7752
Common stock SELL 82 145.7752
Common stock SELL 22 145.7752
Common stock SELL 7 145.991
Common stock SELL 47 145.7752
Common stock SELL 23 144.98
Common stock SELL 14 145.7752
Common stock BUY 11 145.84
Common stock SELL 2 145.7752
Common stock BUY 7 145.7865
Common stock SELL 8 145.7752
Common stock BUY 6 145.7865
Common stock BUY 11 145.7865
Common stock SELL 7 144.98
Common stock BUY 81 144.98
Common stock SELL 4 145.7752
Common stock SELL 16 145.7752
Common stock SELL 7 145.7752
Common stock SELL 14 145.7752
Common stock SELL 17 145.7752
Common stock SELL 13 144.98
Common stock SELL 7 145.7752
Common stock BUY 6 145.7865
Common stock SELL 1 145.7752
Common stock SELL 7 145.7752
Common stock BUY 19 145.7865
Common stock SELL 3 145.7752
Common stock SELL 59 145.7752
Common stock SELL 52 145.7752
Common stock SELL 74 145.7752
Common stock SELL 6 145.7752
Common stock SELL 3 145.7752
Common stock SELL 3 145.7752
Common stock BUY 13 145.7865
Common stock SELL 9 145.7752
Common stock BUY 16 145.7865
Common stock BUY 62 145.7865
Common stock BUY 15 145.7865
Common stock SELL 68 145.7752
Common stock SELL 2 144.98
Common stock SELL 7 144.98
Common stock BUY 7 145.7865
Common stock SELL 2 144.98
Common stock BUY 76 145.7865
Common stock SELL 5 145.7752
Common stock BUY 60 145.84
Common stock BUY 8 145.7865
Common stock SELL 12 145.991
Common stock BUY 23 145.7865
Common stock SELL 27 145.991
Common stock SELL 2 144.98
Common stock SELL 6 145.7752
Common stock BUY 8 145.7865
Common stock SELL 7 145.7752
Common stock SELL 7 145.7752
Common stock SELL 35 144.98
Common stock SELL 8 145.63
Common stock SELL 12 145.7752
Common stock SELL 15 145.7752
Common stock SELL 3 145.7752
Common stock SELL 5 145.7752
Common stock BUY 4 145.7865
Common stock SELL 16 145.7752
Common stock SELL 14 145.7752
Common stock SELL 31 145.7752
Common stock SELL 13 145.7752
Common stock SELL 11 145.7752
Common stock SELL 4 145.84
Common stock SELL 648 145.991
Common stock SELL 3 145.7752
Common stock SELL 11 145.7752
Common stock SELL 4 145.7752
Common stock SELL 3 145.84
Common stock SELL 70 145.7752
Common stock BUY 21 145.7865
Common stock SELL 12 145.7752
Common stock SELL 352 145.991
Common stock BUY 15 145.7865
Common stock SELL 99 145.575
Common stock BUY 10 144.98
Common stock SELL 8 145.7752
Common stock BUY 9 144.98
Common stock SELL 6 145.7752
Common stock BUY 10 145.84
Common stock SELL 44 145.7752
Common stock SELL 12 145.7752
Common stock SELL 5 145.7752
Common stock SELL 11 145.7752
Common stock SELL 2 144.98
Common stock SELL 77 145.7752
Common stock BUY 19 145.84
Common stock SELL 10 145.7752
Common stock SELL 5 145.7752
Common stock SELL 29 145.991
Common stock SELL 23 145.991
Common stock BUY 5 145.7865
Common stock SELL 394 145.991
Common stock SELL 132 145.991
Common stock BUY 1 145.7865
Common stock BUY 25 145.7865
Common stock SELL 6 145.7752
Common stock SELL 9 144.98
Common stock BUY 10 145.7865
Common stock SELL 8 144.98
Common stock SELL 137 145.7752
Common stock SELL 1 145.7752
Common stock BUY 9 145.7865
Common stock SELL 86 145.7752
Common stock SELL 5 145.7752
Common stock SELL 60 145.7752
Common stock SELL 64 146.19
Common Stock SELL 47 145.775
Common Stock SELL 25 146.205
Common Stock SELL 1 145.48
Common Stock SELL 2 145.715
Common Stock SELL 24 145.325
Common Stock BUY 42 145.84
Common Stock BUY 19 145.84
Common Stock BUY 4 145.787
Common Stock BUY 11 145.787
Common Stock SELL 10 145.775
Common Stock BUY 14 145.84
Common Stock SELL 13 144.98
Common Stock SELL 12 144.98
Common Stock SELL 14 145.775
Common Stock SELL 64 146.19
Common Stock SELL 74 145.775
Common Stock SELL 2 144.98
Common Stock SELL 2 144.98
Common Stock SELL 32 145.775
Common Stock SELL 20 145.775
Common Stock SELL 82 145.775
Common Stock BUY 1 145.787
Common Stock SELL 35 145.775
Common Stock SELL 88 145.775
Common Stock SELL 17 145.775
Common Stock SELL 6 145.775
Common Stock BUY 1454 146.195
Common Stock SELL 3 145.775
Common Stock SELL 22 145.775
Common Stock SELL 5 145.775
Common Stock BUY 16 145.787
Common Stock SELL 5 145.775
Common Stock SELL 9 145.775
Common Stock SELL 7 145.775
Common Stock SELL 8 145.775
Common Stock SELL 11 145.775
Common Stock SELL 78 145.63
Common Stock BUY 7 145.787
Common Stock SELL 3 145.84
Common Stock BUY 33 145.787
Common Stock SELL 67 145.775
Common Stock SELL 2 145.775
Common Stock BUY 23 145.787
Common Stock SELL 59 145.775
Common Stock SELL 27 145.775
Common Stock BUY 24 144.98
Common Stock SELL 44 145.775
Common Stock BUY 8 145.787
Common Stock SELL 9 145.775
Common Stock SELL 3 145.775
Common Stock SELL 18 145.775
Common Stock SELL 14 145.775
Common Stock SELL 1 145.775
Common Stock SELL 5 145.775
Common Stock SELL 7 145.775
Common Stock SELL 16 145.775
Common Stock SELL 4 145.775
Common Stock BUY 21 145.787
Common Stock SELL 1 145.775
Common Stock BUY 7 145.787
Common Stock SELL 4 145.775
Common Stock SELL 9 145.775
Common Stock SELL 227 145.775
Common Stock SELL 6 145.775
Common Stock SELL 15 145.775
Common Stock SELL 5 145.775
Common Stock BUY 1 145.787
Common Stock SELL 6 145.775
Common Stock SELL 35 144.98
Common Stock SELL 6 145.775
Common Stock SELL 8 145.775
Common Stock SELL 5 145.775
Common Stock SELL 137 145.775
Common Stock BUY 10 145.787
Common Stock SELL 13 145.775
Common Stock BUY 89 145.787
Common Stock SELL 58 145.775
Common Stock BUY 7 145.787
Common Stock SELL 18 145.775
Common Stock SELL 4 145.775
Common Stock SELL 70 145.775
Common Stock SELL 52 145.775
Common Stock SELL 7 145.775
Common Stock SELL 10 145.775
Common Stock SELL 3 145.775
Common Stock SELL 4 145.775
Common Stock BUY 62 145.787
Common Stock SELL 60 145.775
Common Stock SELL 35 145.775
Common Stock SELL 1 145.775
Common Stock SELL 13 145.775
Common Stock SELL 7 145.775
Common Stock BUY 9 145.787
Common Stock SELL 14 145.775
Common Stock SELL 9 144.98
Common Stock BUY 15 145.787
Common Stock SELL 6 145.775
Common Stock SELL 12 145.775
Common Stock SELL 10 145.775
Common Stock SELL 12 145.775
Common Stock SELL 3 145.775
Common Stock SELL 6 145.775
Common Stock SELL 12 145.775
Common Stock SELL 86 145.775
Common Stock BUY 8 145.787
Common Stock BUY 8 145.787
Common Stock SELL 7 145.775
Common Stock SELL 8 145.775
Common Stock SELL 79 145.775
Common Stock SELL 98 145.775
Common Stock SELL 9 145.775
Common Stock SELL 5 145.775
Common Stock SELL 11 145.775
Common Stock SELL 3 145.775
Common Stock SELL 14 145.775
Common Stock SELL 5 145.775
Common Stock SELL 6 145.775
Common Stock SELL 3 145.775
Common Stock SELL 68 145.775
Common Stock SELL 5 145.775
Common Stock BUY 13 145.787
Common Stock SELL 5 145.775
Common Stock SELL 77 145.775
Common Stock SELL 12 145.775
Common Stock SELL 7 145.775
Common Stock BUY 8 145.787
Common Stock SELL 36 145.775
Common Stock BUY 19 145.787
Common Stock SELL 45 145.775
Common Stock SELL 9 145.775
Common Stock SELL 31 145.775
Common Stock SELL 10 145.775
Common Stock SELL 137 145.775
Common Stock BUY 76 145.787
Common Stock SELL 6 145.775
Common Stock SELL 10 145.775
Common Stock SELL 13 145.775
Common Stock SELL 5 145.775
Common Stock SELL 13 145.775
Common Stock SELL 12 145.775
Common Stock SELL 31 145.775
Common Stock SELL 44 145.775
Common Stock SELL 27 145.775
Common Stock SELL 23 144.98
Common Stock BUY 5 145.787
Common Stock SELL 36 145.775
Common Stock BUY 61 145.84
Common Stock BUY 23 145.84
Common Stock SELL 17 145.775
Common Stock BUY 25 145.787
Common Stock SELL 16 145.775
Common Stock SELL 1 144.98
Common Stock BUY 19 145.84
Common Stock BUY 10 144.98
Common Stock SELL 7 144.98
Common Stock SELL 7 144.98
Common Stock SELL 8 144.98
Common Stock BUY 189 146.195
Common Stock SELL 23 145.775
Common Stock BUY 15 145.787
Common Stock SELL 42 145.775
Common Stock SELL 11 145.775
Common Stock SELL 8 145.63
Common Stock SELL 2 144.98
Common Stock SELL 2 144.98
Common Stock SELL 11 145.775
Common Stock SELL 9 145.775
Common Stock BUY 9 144.98
Common Stock SELL 5 145.775
Common Stock BUY 11 145.84
Common Stock BUY 6 145.787
Common Stock BUY 4 145.787
Common Stock BUY 6 145.787
Common Stock BUY 51 145.84
Common Stock BUY 34 145.84
Common Stock BUY 10 145.84
Common Stock SELL 28 145.775
Common Stock SELL 1 144.98
Common Stock BUY 81 144.98
Common Stock SELL 4 145.84
Common Stock SELL 99 145.575
Common Stock SELL 121 145.991
Common Stock SELL 21 145.991
Common Stock SELL 7 145.52
Common Stock SELL 7 145.775
Common Stock SELL 394 145.991
Common Stock SELL 132 145.991
Common Stock SELL 13 145.991
Common Stock SELL 2 145.991
Common Stock SELL 7 145.991
Common Stock SELL 29 145.991
Common Stock SELL 893 145.991
Common Stock SELL 352 145.991
Common Stock SELL 23 145.991
Common Stock SELL 12 145.991
Common Stock SELL 648 145.991
Common Stock SELL 27 145.991
Common Stock SELL 822 145.991
Common Stock SELL 26 145.785
Common Stock SELL 2 146.46
Common Stock SELL 2 145.715
Common Stock SELL 1 145.48
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7(th) August 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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