REG - Aquila Energy Effcn. - Holding(s) in Company

Aquila Energy Efficiency TrustAnnouncement

03/06/2021 17:00

RNS Number : 7880A
  
Aquila Energy Efficiency Trust PLC
  
03 June 2021
  
 

 
TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: 


Aquila Energy Efficiency Trust PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


x




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify) iii: Initial Public Offering


x




3. Details of person subject to the notification obligation iv




Name


Aquila Capital Investmentgesellschaft mbH




City and country of registered office (if applicable)


Hamburg, Germany




4. Full name of shareholder(s) (if different from 3.) v




Name








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reached vi:


02/06/2021




6. Date on which issuer notified (DD/MM/YYYY):


02/06/2021




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights held in issuer (8.A + 8.B) vii




Resulting situation on the date on which threshold was crossed or reached


18.83%
 


0


18.83%
 


18,826,456




Position of previous notification (if 
applicable)


n/a


n/a


n/a
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rights ix


% of voting rights




Direct
(DTR5.1)


Indirect
 (DTR5.2.1)


Direct
(DTR5.1)


Indirect
(DTR5.2.1)




GB00BN6JYS78


5,847,819


12,978,637


5.85%


12.98%
















































SUBTOTAL 8. A


18,826,456
 


18.83%




 
 




B 1: Financial Instruments according to DTR5.3.1R (1) (a)




Type of financial instrument


Expiration

date x


Exercise/

Conversion Period xi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)




Type of financial instrument


Expiration

date x


Exercise/

Conversion Period xi


Physical or cash 
Settlement xii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv








Name xv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Aquila Capital Investmentgesellschaft mbH


5.85%






5.85%




Lion Umbrella Fund I S. A. SICAV-RAIF 


12.98%






12.98%
































































10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional information xvi
















 



Place of completion


London




Date of completion


02/06/2021



 

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