REG-Augmentum Fintech Plc: Holding(s) in Company

Augmentum FintechAnnouncement

12/03/2024 12:30

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)(i)                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                          
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached(ii):                                                           AUGMENTUM FINTECH PLC                                                                                                          
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)                                                                                                                                                                                                           
 Non-UK issuer                                                                                                                                                                                                                                                                                            
 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                                    
 An acquisition or disposal of voting rights                                                                                                                                                                                                                            X                                 
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                                      
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                         
 Other (please specify) (iii):                                                                                                                                                                                                                                                                            
 3. Details of person subject to the notification obligation(iv)                                                                                                                                                                                                                                          
 Name                                                                                                                                                                      CANACCORD GENUITY GROUP INC                                                                                                    
 City and country of registered office (if applicable)                                                                                                                     VANCOUVER, CANADA                                                                                                              
 4. Full name of shareholder(s) (if different from 3.)(v)                                                                                                                                                                                                                                                 
 Name                                                                                                                                                                      DISCRETIONARY CLIENTS                                                                                                          
 City and country of registered office (if applicable)                                                                                                                     As above                                                                                                                       
 5. Date on which the threshold was crossed or reached(vi):                                                                                                                08 MARCH 2024                                                                                                                  
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                            12 MARCH 2024                                                                                                                  
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                                                   
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments                   Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) (vii)      
                                                                                                                                   			(total of 8.B 1 + 8.B 2)                                                                                                                                            
 Resulting situation on the date on which threshold was crossed or reached  9.8386                                                                                                                    9.8386                          16,738,787                                                          
 Position of previous notification (if applicable)                          10.9530                                                                                                                   10.9530                                                                                             
                                                                                                                                                                                                                                                                                                          

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)                                                                                                              
 A: Voting rights attached to shares                                                                                                                                                                                         
 Class/type of                                    Number of voting rights(ix)                                                              % of voting rights                                                                
 			sharesISIN code (if possible)                                                                                                                                                                                            
                                                  Direct(DTR5.1)               Indirect (DTR5.2.1)                                         Direct(DTR5.1)                                                Indirect(DTR5.2.1)  
 GB00BG12XV81                                                                  16,738,787                                                                                                                9.8386              
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             
 SUBTOTAL 8. A                                    16,738,787                                                                               9.8386                                                                            
                                                                                                                                                                                                                             
 B 1: Financial Instruments according to DTR5.3.1R (1) (a)                                                                                                                                                                   
 Type of financial instrument                     Expiration   Exercise/                                    Number of voting rights that may be acquired if the instrument is exercised/converted.       % of voting rights  
                                                  			date(x)   			Conversion Period(xi)                                                                                                                                      
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             
                                                               SUBTOTAL 8. B 1                                                                                                                                               
                                                                                                                                                                                                                             
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)                                                                                                                                      
 Type of financial instrument  Expiration                      Exercise/                       Physical or cash settlement(xii)                                           Number of voting rights        % of voting rights  
                               			date(x)                      			Conversion Period (xi)                                                                                                                                     
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             
                                                                                               SUBTOTAL 8.B.2                                                                                                                
                                                                                                                                                                                                                             
                                                                                                                                                                                                                             

 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)                                                                                                                                                                                                                                       
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer(xiii)                                                                                                                                    
 Full chain of controlled undertakings through which the voting rights and/or the                                                                                                                                                                                                                                              X                                    
 			financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(xiv )(please add additional rows as necessary)                                                                                                                                                                                                 
 Name(xv)                                                                      % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold                          
 Canaccord Genuity Group Inc.                                                  9.8386                                                                                                                                                                                9.8386                                                                                         
 Canaccord Genuity Wealth Group Holdings Limited                               9.8386                                                                                                                                                                                9.8386                                                                                         
 Canaccord Genuity Wealth Group Holdings (Jersey) Limited                      9.8386                                                                                                                                                                                9.8386                                                                                         
 Canaccord Genuity Wealth (International) Holdings Limited                     0.1872                                                                                                                                                                                0.1872                                                                                         
 Canaccord Genuity Wealth (International) Limited                              0.1872                                                                                                                                                                                0.1872                                                                                         
 Canaccord Genuity Wealth Group Limited                                        9.6514                                                                                                                                                                                9.6514                                                                                         
 Canaccord Genuity Wealth Limited                                              2.3377                                                                                                                                                                                2.3377                                                                                         
 Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)  7.3137                                                                                                                                                                                7.3137                                                                                         
                                                                                                                                                                                                                                                                                                                                                                    
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                                      
 Name of the proxy holder                                                                                                                                                                                                                                                                                                                                           
 The number and % of voting rights held                                                                                                                                                                                                                                                                                                                             
 The date until which the voting rights will be held                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                                    
 11. Additional information(xvi)                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                    

 Place of completion  LONDON         
 Date of completion   12 MARCH 2024  



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