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REG-Augmentum Fintech plc: Holding(s) in Company

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS   (to be sent to the relevant issuer  and  to the FCA in Microsoft Word format if possible) i                                                                                                                                                                           
                                                                                                                                                                                                                                                                                                        
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached  ii  :                                                         AUGMENTUM FINTECH PLC                                                                                                        
 1b. Please indicate if the issuer is a non-UK issuer    (please mark with an “X” if appropriate)                                                                                                                                                                                                       
 Non-UK issuer                                                                                                                                                                                                                                                                                          
 2. Reason for the notification  (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                                 
 An acquisition or disposal of voting rights                                                                                                                                                                                                                           X                                
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                                    
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                       
 Other (please specify) iii :                                                                                                                                                                                                                                                                           
 3. Details of person subject to the notification obligation  iv                                                                                                                                                                                                                                        
 Name                                                                                                                                                                      CANACCORD GENUITY GROUP INC                                                                                                  
 City and country of registered office (if applicable)                                                                                                                     VANCOUVER, CANADA                                                                                                            
 4. Full name of shareholder(s)  (if different from 3.) v                                                                                                                                                                                                                                               
 Name                                                                                                                                                                      DISCRETIONARY CLIENTS                                                                                                        
 City and country of registered office (if applicable)                                                                                                                     As above                                                                                                                     
 5. Date on which the threshold was crossed or reached  vi  :                                                                                                              11 MARCH 2026                                                                                                                
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                            12 MARCH 2026                                                                                                                
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                                                 
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments                   Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) vii      
                                                                                                                                    (total of 8.B 1 + 8.B 2)                                                                                                                                            
 Resulting situation on the date on which threshold was crossed or reached  4.9051                                                                                                                    4.9051                          8,205,230                                                         
 Position of previous notification (if  applicable)                         9.8386                                                                                                                    9.8386                                                                                            
                                                                                                                                                                                                                                                                                                        

 

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached  viii                                                                                                                   
 A: Voting rights attached to shares                                                                                                                                                                                              
 Class/type of                                     Number of voting rights  ix                                                             % of voting rights                                                                     
  shares   ISIN code (if possible)                                                                                                                                                                                                
                                                   Direct   (DTR5.1)           Indirect    (DTR5.2.1)                                      Direct   (DTR5.1)                                               Indirect   (DTR5.2.1)  
 GB00BG12XV81                                                                  8,205,230                                                                                                                   4.9051                 
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  
 SUBTOTAL 8. A                                     8,205,230                                                                               4.9051                                                                                 
                                                                                                                                                                                                                                  
 B 1: Financial Instruments according to DTR5.3.1R (1) (a)                                                                                                                                                                        
 Type of financial instrument                      Expiration    Exercise/                                 Number of voting rights that may be acquired if the instrument is   exercised/converted.        % of voting rights     
                                                    date  x       Conversion Period  xi                                                                                                                                           
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  
                                                                 SUBTOTAL 8. B 1                                                                                                                                                  
                                                                                                                                                                                                                                  
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)                                                                                                                                           
 Type of financial instrument  Expiration                        Exercise/                   Physical or cash   settlement  xii                                            Number of voting rights         % of voting rights     
                                date  x                           Conversion Period  xi                                                                                                                                           
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  
                                                                                             SUBTOTAL 8.B.2                                                                                                                       
                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                  

 9. Information in relation to the person subject to the notification obligation  (please mark the  applicable box with an “X”)                                                                                                                                                                                                                                     
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii                                                                                                                                     
 Full  chain of controlled undertakings through which the voting rights and/or the                                                                                                                                                                                                                                             X                                    
  financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)                                                                                                                                                                                                    
 Name  xv                                                                      % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold                          
 Canaccord Genuity Group Inc.                                                  4.9051                                                                                                                                                                                4.9051                                                                                         
 Canaccord Genuity Wealth Group Holdings Limited                               4.9051                                                                                                                                                                                4.9051                                                                                         
 Canaccord Genuity Wealth Group Holdings (Jersey) Limited                      4.9051                                                                                                                                                                                4.9051                                                                                         
 Canaccord Genuity Wealth (International) Holdings Limited                     0.0163                                                                                                                                                                                0.0163                                                                                         
 Canaccord Genuity Wealth (International) Limited                              0.0163                                                                                                                                                                                0.0163                                                                                         
 Canaccord Genuity Wealth Group Limited                                        4.8888                                                                                                                                                                                4.8888                                                                                         
 Canaccord Genuity Wealth Limited                                              0.1656                                                                                                                                                                                0.1656                                                                                         
 Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)  4.7232                                                                                                                                                                                4.7232                                                                                         
                                                                                                                                                                                                                                                                                                                                                                    
 10.  In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                                     
 Name of the proxy holder                                                                                                                                                                                                                                                                                                                                           
 The number and % of voting rights held                                                                                                                                                                                                                                                                                                                             
 The date until which the voting rights will be held                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                                    
 11. Additional information  xvi                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                    

 

 Place of completion  BLACKPOOL, ENGLAND  
 Date of completion   12 MARCH 2026       

 



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