Brown Advisory US - Holding(s) in Company

Brown Advisory Us Smaller Companies

04/09/2025 16:16

RNS Number : 0922Y

Brown Advisory US Smaller Cos. PLC

04 September 2025

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0003463402

Issuer Name

BROWN ADVISORY US SMALLER COMPANIES PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Saba Capital Management, L.P.

City of registered office (if applicable)

New York

Country of registered office (if applicable)

United States

4. Details of the shareholder

Name
City of registered office
Country of registered office
Saba Capital Master Fund, Ltd.
Cayman Islands
I-94 Partners Fund LP
United States
Stone Ridge Archimedes Sub-Master (Red) LP
United States
Saba K Fund, LP
United States
Saba Capital Income & Opportunities Fund II
United States
Saba Capital CEF Special Opportunities Master Fund 2, Ltd.
Cayman Islands
Saba Capital CEF Opportunities 2, Ltd.
Cayman Islands
Saba Capital CEF Opportunities 1, Ltd.
Cayman Islands
Saba Capital Income & Opportunities Fund
United States
Saba Capital Bluebird Fund, Ltd.
Cayman Islands
Saba Capital Arcadia Master Fund, Ltd.
Cayman Islands

5. Date on which the threshold was crossed or reached

03-Sep-2025

6. Date on which Issuer notified

04-Sep-2025

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
0.969032
11.191231
12.160263
1395235
Position of previous notification (if applicable)
0.965129
10.158203
11.123332


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB0003463402
111184
0
0.969032
0.000000
Sub Total 8.A
111184
0.969032%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub Total 8.B1


8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Total Return Swap
11/28/2025
Cash
1284051
11.191231
Sub Total 8.B2
1284051
11.191231%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Boaz Weinstein
Saba Capital Management GP, LLC
Saba Capital Management GP, LLC
Saba Capital Management, L.P.
12.160263%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

04-Sep-2025

13. Place Of Completion

New York

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