REG-Capita PLC: Holding(s) in Company

CapitaAnnouncement

10/05/2018 12:20

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i)                                                                                                                                                                         
                                                                                                                                                                                                                                                                                                    
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):                                                                                                                 Capita PLC                                                        
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)                                                                                                                                                                                                      
 Non-UK issuer                                                                                                                                                                                                                                                                                      
 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                              
 An acquisition or disposal of voting rights                                                                                                                                                                                                                                                        
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                  X             
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                   
 Other (please specify) (iii):                                                                                                                                                                                                                                                                      
 3. Details of person subject to the notification obligation (iv)                                                                                                                                                                                                                                   
 Name                                                                                                                                                                      Coltrane Asset Management, L.P.                                                                                          
 City and country of registered office (if applicable)                                                                                                                     Grand Cayman, Cayman Islands                                                                                             
 4. Full name of shareholder(s) (if different from 3.) (v)                                                                                                                                                                                                                                          
 Name                                                                                                                                                                      Coltrane Master Fund, L.P.                                                                                               
 City and country of registered office (if applicable)                                                                                                                     Grand Cayman, Cayman Islands                                                                                             
 5. Date on which the threshold was crossed or reached (vi):                                                                                                               May 04, 2018                                                                                                             
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                            May 09, 2018                                                                                                             
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                                             
                                                                            % of voting rights attached to shares (total of 8. A)    % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)    Total of both in % (8.A + 8.B)  Total number of voting rights of issuer (vii)     
 Resulting situation on the date on which threshold was crossed or reached                           N/A                                                               3.05%                                                   3.05%                                                    667,354,854 
 Position of previous notification (if applicable)                                                   N/A                                                                N/A                                                     N/A                                                                 
                                                                                                                                                                                                                                                                                                    

   

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii)                                                                                                                                                          
 A: Voting rights attached to shares                                                                                                                                                                                                                                      
 Class/type of  shares ISIN code (if possible)  Number of voting rights (ix)                                                                                              % of voting rights                                                                              
                                                                        Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)                       Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)                    Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)  I 
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 (ISIN:N/A)                                                           N/A                                                          N/A                                                         N/A                                             N/A                        
 SUBTOTAL 8. A                                                                                             N/A                                                                                                          N/A                                               
                                                                                                                                                                                                                                                                          
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))                                                                                                                                                                          
 Type of financial instrument                   Expiration  date (x)  Exercise/  Conversion Period (xi)                     Number of voting rights that may be acquired if the instrument is  exercised/converted.     % of voting rights                                
 N/A                                            N/A                   N/A                                                   N/A                                                                                         N/A                                               
                                                                      SUBTOTAL 8. B 1                                       N/A                                                                                         N/A                                               
                                                                                                                                                                                                                                                                          

   

 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))                                            
 Type of financial instrument  Expiration  date (x)  Exercise/  Conversion Period (xi)  Physical or cash  settlement (xii)  Number of voting rights  % of voting rights  
 Equity CFD                    N/A                   N/A                                CASH                                20,354,793               3.05%               
                                                                                        SUBTOTAL 8.B.2                      20,354,793               3.05%               

   

 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)                                                                                                                                                                                                                                            
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)                                                                                                                                        
 Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv)(please add additional rows as necessary)                                                                                             X                          
                           Name (xv)                            % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold                        Total of both if it equals or is higher than the notifiable threshold                        
 Coltrane Asset Management, L.P.                                                                                                                                                                                                                                                                                                                                         
 Mandeep Manku                                                                                                                                                                                                                                                                                                                                                           
 Coltrane Domestic Fund, L.P.                                                                                                                                                                                                                                                                                                                                            
 Coltrane Offshore Fund, L.P.                                                                                                                                                                                                                                                                                                                                            
 Coltrane Asset Management Holdings, Ltd.                                                                                                                                                                                                                                                                                                                                
 Coltrane GP, LLC                                                                                                                                                                                                                                                                                                                                                        
 Coltrane Master Fund, L.P.                                                                                                                                                                   3.05%                                                                                                         3.05%                                                        
                                                                                                                                                                                                                                                                                                                                                                         
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                                           
 Name of the proxy holder                                                                                                                                                                                                                                                                                                                                                
 The number and % of voting rights held                                                                                                                                                                                                                                                                                                                                  
 The date until which the voting rights will be held                                                                                                                                                                                                                                                                                                                     
 11. Additional information (xvi)                                                                                                                                                                                                                                                                                                                                        
                                                                                                                                                                                                                                                                                                                                                                         
                                                                                                                                                                                                                                                                                                                                                                         

   

 Place of completion  New York, NY      
 Date of completion   May 9 (th), 2018  



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