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    REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

    Picture of Carillion logoCarillionAnnouncement
    29/10/2014 11:07
    RNS Number : 5309O
    Bank of America Merrill Lynch
    07 August 2014
    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Balfour Beatty PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    06/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0000961622
    Purchase
    97,707
    2.372 GBP
    2.345 GBP
    Common - ISIN GB0000961622
    Sale
    152,471
    2.37 GBP
    2.345 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0000961622
    Swaps
    Long
    3,300
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,532
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    616
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    97
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,816
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,139
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    406
    2.362 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,139
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    2,894
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    4,513
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,305
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    434
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    207
    2.362 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,257
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    5,873
    2.365 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    5,823
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    6,305
    2.352 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    4,513
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,532
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,890
    2.354 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,890
    2.345 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    3,523
    2.354 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,360
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    11,286
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,716
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    60,729
    2.351 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    29,075
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    732
    2.357 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    232
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    4,406
    2.357 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    715
    2.357 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    15,810
    2.357 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    9,397
    2.357 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    5,667
    2.358 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    128
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    291
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,682
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    5,137
    2.358 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7,125
    2.357 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    07/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 


    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Carillion PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    06/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0007365546
    Purchase
    64,654
    3.255 GBP
    3.196 GBP
    Common - ISIN GB0007365546
    Sale
    69,756
    3.245 GBP
    3.213 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0007365546
    Swaps
    Short
    3,706
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    39
    3.221 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,635
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    197
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    260
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,886
    3.223 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    260
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    4,635
    3.235 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    42
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    266
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    3,058
    3.231 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    404
    3.238 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    522
    3.235 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    2,075
    3.235 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,058
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,075
    3.228 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    42
    3.236 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    1,960
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    816
    3.232 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    581
    3.222 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    2,819
    3.223 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    892
    3.223 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    584
    3.222 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    472
    3.25 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    4,977
    3.239 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    31,931
    3.239 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    24,723
    3.218 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    887
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,111
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    270
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,038
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    866
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    3,596
    3.226 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    2,244
    3.227 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    118
    3.229 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    416
    3.229 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    5,053
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,322
    3.237 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    07/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 

    This information is provided by RNS
    The company news service from the London Stock Exchange
      END
    FERBGGDISXGBGSR

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