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    REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

    Picture of Carillion logoCarillionAnnouncement
    29/10/2014 11:30
    RNS Number : 6606O
    Bank of America Merrill Lynch
    08 August 2014
    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Balfour Beatty PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    07/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0000961622
    Purchase
    373,345
    2.39 GBP
    2.352 GBP
    Common - ISIN GB0000961622
    Sale
    360,252
    2.389 GBP
    2.353 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0000961622
    Swaps
    Long
    6,200
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    6,200
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    200
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,304
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,551
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    895
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    8,208
    2.375 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    541
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    6,286
    2.373 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,381
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,304
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    2,935
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    384
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    62
    2.375 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    62
    2.373 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    50
    2.375 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,354
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    8,255
    2.359 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    34,656
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,582
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,501
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,803
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,544
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    16,852
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,968
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,468
    2.358 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    90
    2.373 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    51,477
    2.376 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    17,596
    2.355 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    2,670
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,488
    2.377 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    622
    2.355 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    08/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 


    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Carillion PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    07/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0007365546
    Purchase
    188,803
    3.27 GBP
    3.218 GBP
    Common - ISIN GB0007365546
    Sale
    146,964
    3.324 GBP
    3.218 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0007365546
    Swaps
    Short
    3,100
    3.243 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    3,100
    3.233 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    481
    3.305 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,608
    3.248 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    317
    3.262 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    807
    3.251 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    474
    3.257 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    317
    3.251 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    7
    3.258 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    467
    3.262 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    232
    3.258 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    232
    3.251 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    1,465
    3.252 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    807
    3.256 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,420
    3.251 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,914
    3.251 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    1,914
    3.262 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,426
    3.26 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    816
    3.26 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    2,836
    3.253 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    4,426
    3.253 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    434
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    251
    3.287 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    712
    3.287 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    178
    3.289 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    84
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    581
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,819
    3.234 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    500
    3.237 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    213
    3.287 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    472
    3.245 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    6,494
    3.246 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    7,208
    3.246 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    982
    3.324 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,141
    3.218 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,448
    3.218 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,047
    3.218 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,650
    3.218 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,649
    3.222 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    32,374
    3.248 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    9,109
    3.218 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    08/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 

    This information is provided by RNS
    The company news service from the London Stock Exchange
      END
    FERBGGDILSGBGSI

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