REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 13:35

RNS Number : 3955P
Bank of America Merrill Lynch
18 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Balfour Beatty PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
15/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
YES
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0000961622
Purchase
527,827
2.432 GBP
2.389 GBP
Common - ISIN GB0000961622
Sale
1,052,740
2.438 GBP
2.394 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0000961622
Swaps
Long
5,100
2.413 GBP
Common - ISIN GB0000961622
Swaps
Long
708
2.416 GBP
Common - ISIN GB0000961622
Swaps
Long
1,804
2.416 GBP
Common - ISIN GB0000961622
Swaps
Long
5,514
2.416 GBP
Common - ISIN GB0000961622
Swaps
Long
2,595
2.413 GBP
Common - ISIN GB0000961622
Swaps
Short
1,804
2.416 GBP
Common - ISIN GB0000961622
Swaps
Long
1,338
2.417 GBP
Common - ISIN GB0000961622
Swaps
Short
346
2.423 GBP
Common - ISIN GB0000961622
Swaps
Long
7
2.426 GBP
Common - ISIN GB0000961622
Swaps
Short
708
2.412 GBP
Common - ISIN GB0000961622
Swaps
Short
5,623
2.413 GBP
Common - ISIN GB0000961622
Swaps
Long
1,290
2.426 GBP
Common - ISIN GB0000961622
Swaps
Long
883
2.429 GBP
Common - ISIN GB0000961622
Swaps
Short
7
2.413 GBP
Common - ISIN GB0000961622
Swaps
Long
1,690
2.416 GBP
Common - ISIN GB0000961622
Swaps
Short
1,290
2.423 GBP
Common - ISIN GB0000961622
Swaps
Short
537
2.433 GBP
Common - ISIN GB0000961622
Swaps
Short
14
2.42 GBP
Common - ISIN GB0000961622
Swaps
Short
1,088
2.419 GBP
Common - ISIN GB0000961622
Swaps
Long
12
2.425 GBP
Common - ISIN GB0000961622
Swaps
Long
13
2.425 GBP
Common - ISIN GB0000961622
Swaps
Long
10
2.425 GBP
Common - ISIN GB0000961622
Swaps
Long
27
2.425 GBP
Common - ISIN GB0000961622
Swaps
Long
258
2.425 GBP
Common - ISIN GB0000961622
Swaps
Short
2,810
2.406 GBP
Common - ISIN GB0000961622
Swaps
Short
12,564
2.406 GBP
Common - ISIN GB0000961622
Swaps
Short
19,058
2.406 GBP
Common - ISIN GB0000961622
Swaps
Long
3,897
2.41 GBP
Common - ISIN GB0000961622
Swaps
Long
8,536
2.399 GBP
Common - ISIN GB0000961622
Swaps
Short
12,000
2.425 GBP
Common - ISIN GB0000961622
Swaps
Long
8,275
2.42 GBP
Common - ISIN GB0000961622
Swaps
Long
1,664
2.399 GBP
Common - ISIN GB0000961622
Swaps
Long
8,162
2.399 GBP
Common - ISIN GB0000961622
Swaps
Short
358
2.4 GBP
Common - ISIN GB0000961622
Swaps
Short
638
2.413 GBP
Common - ISIN GB0000961622
Swaps
Long
4,139
2.399 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
18/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Carillion PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
15/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
YES
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0007365546
Purchase
254,425
3.457 GBP
3.322 GBP
Common - ISIN GB0007365546
Sale
182,836
3.412 GBP
3.331 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0007365546
Swaps
Short
2,600
3.383 GBP
Common - ISIN GB0007365546
Swaps
Short
800
3.384 GBP
Common - ISIN GB0007365546
Swaps
Long
72
3.34 GBP
Common - ISIN GB0007365546
Swaps
Short
40,432
3.384 GBP
Common - ISIN GB0007365546
Swaps
Short
27
3.374 GBP
Common - ISIN GB0007365546
Swaps
Short
438
3.322 GBP
Common - ISIN GB0007365546
Swaps
Short
377
3.362 GBP
Common - ISIN GB0007365546
Swaps
Long
49,271
3.372 GBP
Common - ISIN GB0007365546
Swaps
Long
708
3.349 GBP
Common - ISIN GB0007365546
Swaps
Long
407
3.368 GBP
Common - ISIN GB0007365546
Swaps
Short
5,367
3.368 GBP
Common - ISIN GB0007365546
Swaps
Short
684
3.334 GBP
Common - ISIN GB0007365546
Swaps
Long
762
3.354 GBP
Common - ISIN GB0007365546
Swaps
Short
413
3.384 GBP
Common - ISIN GB0007365546
Swaps
Short
2
3.386 GBP
Common - ISIN GB0007365546
Swaps
Long
12,450
3.371 GBP
Common - ISIN GB0007365546
Swaps
Short
85,223
3.378 GBP
Common - ISIN GB0007365546
Swaps
Long
980
3.331 GBP
Common - ISIN GB0007365546
Swaps
Long
937
3.331 GBP
Common - ISIN GB0007365546
Swaps
Short
219
3.348 GBP
Common - ISIN GB0007365546
Swaps
Long
263
3.331 GBP
Common - ISIN GB0007365546
Swaps
Long
1,789
3.381 GBP
Common - ISIN GB0007365546
Swaps
Long
285
3.381 GBP
Common - ISIN GB0007365546
Swaps
Short
5,720
3.331 GBP
Common - ISIN GB0007365546
Swaps
Long
1,000
3.368 GBP
Common - ISIN GB0007365546
Swaps
Long
1,754
3.377 GBP
Common - ISIN GB0007365546
Swaps
Long
35
3.36 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
18/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

This information is provided by RNS
The company news service from the London Stock Exchange
  END
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