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    REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

    Picture of Carillion logoCarillionAnnouncement
    29/10/2014 14:10
    RNS Number : 6206P
    Bank of America Merrill Lynch
    20 August 2014
    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Balfour Beatty PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    19/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0000961622
    Purchase
    973,835
    2.582 GBP
    2.45 GBP
    Common - ISIN GB0000961622
    Sale
    923,817
    2.609 GBP
    2.451 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0000961622
    Swaps
    Long
    15
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    15
    2.561 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7,400
    2.56 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    100
    2.566 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,796
    2.465 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    44,727
    2.468 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    2,450
    2.474 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,865
    2.571 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    26
    2.535 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    86
    2.536 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    21
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    23
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    28
    2.535 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    26
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    6
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    30
    2.536 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    80
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    43,302
    2.501 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    140,497
    2.557 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,712
    2.56 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,000
    2.559 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    6,865
    2.571 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,725
    2.559 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,865
    2.559 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,000
    2.515 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    9,749
    2.467 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    22,356
    2.56 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,637
    2.56 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    249
    2.511 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,468
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,968
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    5,667
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,905
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    25,595
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    250,000
    2.547 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    9,397
    2.544 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    55
    2.459 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    47,156
    2.551 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,576
    2.464 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    6,286
    2.485 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,285
    2.544 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    20/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 


    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Carillion PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    19/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0007365546
    Purchase
    207,335
    3.426 GBP
    3.356 GBP
    Common - ISIN GB0007365546
    Sale
    383,398
    3.429 GBP
    3.355 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0007365546
    Swaps
    Short
    25,441
    3.394 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,800
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    11,995
    3.371 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    510
    3.405 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    13,536
    3.369 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,205
    3.402 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    425
    3.402 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    575
    3.42 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    7,806
    3.375 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    969
    3.411 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    7
    3.385 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    22
    3.385 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    8
    3.385 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    8
    3.385 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    19,768
    3.38 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    5,458
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,566
    3.368 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    5,217
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    157,777
    3.365 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,014
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,543
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,659
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,544
    3.381 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,742
    3.367 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5
    3.417 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    11,499
    3.367 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    20/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 

    This information is provided by RNS
    The company news service from the London Stock Exchange
      END
    FERBGGDIXSDBGSG

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