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    REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

    Picture of Carillion logoCarillionAnnouncement
    29/10/2014 14:30
    RNS Number : 7290P
    Bank of America Merrill Lynch
    21 August 2014
    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Balfour Beatty PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    20/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0000961622
    Purchase
    997,232
    2.574 GBP
    2.344 GBP
    Common - ISIN GB0000961622
    Sale
    788,730
    2.436 GBP
    2.346 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0000961622
    Swaps
    Short
    5,244
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    30,662
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    3,659
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    11,745
    2.396 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    11,017
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    10,000
    2.436 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,866
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    5,534
    2.387 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    100
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    35
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    30
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    107
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    26
    2.368 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    18
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    16
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    29
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    34
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    15
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    35
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    48
    2.398 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,820
    2.425 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    8,469
    2.425 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    34,656
    2.425 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    146,116
    2.381 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,564
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    8,536
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    4,055
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7,620
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    177
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,480
    2.404 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,540
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7,209
    2.37 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    17,061
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    3,960
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    174
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,450
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    7,198
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    8,162
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    291
    2.384 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    200,000
    2.574 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    20,000
    2.354 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    10,000
    2.408 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,446
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    4,923
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    682
    2.389 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,880
    2.389 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    21/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 


    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Carillion PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    20/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0007365546
    Purchase
    313,527
    3.319 GBP
    3.258 GBP
    Common - ISIN GB0007365546
    Sale
    231,825
    3.331 GBP
    3.266 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0007365546
    Swaps
    Short
    164
    3.304 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,305
    3.308 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    15,251
    3.275 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    8,234
    3.269 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    16,003
    3.269 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    7,881
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    910
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    571
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    7,536
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    9,374
    3.301 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    12,004
    3.303 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,387
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    591
    3.289 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,902
    3.29 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    18,475
    3.3 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,572
    3.267 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    315
    3.272 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    21/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 

    This information is provided by RNS
    The company news service from the London Stock Exchange
      END
    FERBGGDILXDBGSB

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