REG - BkofA Merrill LynchCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 09:56

RNS Number : 1735O
Bank of America Merrill Lynch
04 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Carillion PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
01/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
Yes
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0007365546
Purchase
152,862
3.345 GBP
3.277 GBP
Common - ISIN GB0007365546
Sale
13,710
3.324 GBP
3.287 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0007365546
Swaps
Short
5,600
3.327 GBP
Common - ISIN GB0007365546
Swaps
Short
2,156
3.314 GBP
Common - ISIN GB0007365546
Swaps
Long
439
3.318 GBP
Common - ISIN GB0007365546
Swaps
Short
743
3.287 GBP
Common - ISIN GB0007365546
Swaps
Long
385
3.287 GBP
Common - ISIN GB0007365546
Swaps
Short
226
3.309 GBP
Common - ISIN GB0007365546
Swaps
Short
3,034
3.334 GBP
Common - ISIN GB0007365546
Swaps
Short
1,029
3.297 GBP
Common - ISIN GB0007365546
Swaps
Short
223
3.304 GBP
Common - ISIN GB0007365546
Swaps
Long
3,034
3.334 GBP
Common - ISIN GB0007365546
Swaps
Short
3,034
3.285 GBP
Common - ISIN GB0007365546
Swaps
Short
1,930
3.285 GBP
Common - ISIN GB0007365546
Swaps
Short
69,360
3.311 GBP
Common - ISIN GB0007365546
Swaps
Long
7,758
3.304 GBP
Common - ISIN GB0007365546
Swaps
Short
12,191
3.311 GBP
Common - ISIN GB0007365546
Swaps
Short
432
3.311 GBP
Common - ISIN GB0007365546
Swaps
Short
15,535
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
526
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
5,068
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
16,061
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
512
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
1,724
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
1,837
3.3 GBP
Common - ISIN GB0007365546
Swaps
Short
8,604
3.3 GBP
Common - ISIN GB0007365546
Swaps
Long
1,315
3.299 GBP
Common - ISIN GB0007365546
Swaps
Short
1,323
3.3 GBP
Common - ISIN GB0007365546
Swaps
Long
3,015
3.302 GBP
Common - ISIN GB0007365546
Swaps
Short
2,645
3.323 GBP
Common - ISIN GB0007365546
Swaps
Long
876
3.324 GBP
Common - ISIN GB0007365546
Swaps
Short
2,181
3.3 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

This information is provided by RNS
The company news service from the London Stock Exchange
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