REG - Carillion PLC - Holding(s) in Company <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

07/01/2016 08:50

RNS Number : 1320L
Carillion PLC
07 January 2016
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:ii
Carillion Plc
GB0007365546
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
n/a
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
Yes
An event changing the breakdown of voting rights
n/a
Other (please specify):

n/a
3. Full name of person(s) subject to the
notification obligation:iii
UBS Investment Bank
UBS Group AG
4. Full name of shareholder(s)
(if different from 3.):iv
UBS AG London Branch
UBS Limited
UBS Securities LLC
5. Date of the transaction and date on
which the threshold is crossed or
reached:v
4 January 2016
6. Date on which issuer notified:
6 January 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii
5% (Section A+B+C)


8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares

if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x

Direct xi
Indirect xii
Direct
Indirect
GB0007365546
18,011,080
18,011,080
-
-
14,623,520
-
3.40%


B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
Right to recall lent shares
-
Anytime
171,000
0.04%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
XS1140296614
-
19.12.2019
4 years
1,115,377
Nominal
Delta
-
0.26%
Equity Swaps
-
from 02.03.2016
to 16.10.2018
-
6,599,558
Nominal
Delta
-
1.53%

Total (A+B+C)
Number of voting rights
Percentage of voting rights
22,509,455
5.23%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG:
- directly through its branches: UBS AG London Branch - 20,182,876 (4.69%); and
- indirectly through its subsidiaries: UBS Limited - 2,112,679 (0.49%) 
- indirectly through its subsidiaries: UBS Securities LLC - 213,900 (0.05%)

Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:



13. Additional information:


14. Contact name:
Konstantina Georgaki / Zuzana Grgov
15. Contact telephone number:
+41 44 239 4071
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name 
(including legal form of legal entities)
UBS Investment Bank
Contact address 
(registered office for legal entities)
1 Finsbury Avenue
London
EC2M 2PP
Phone number & email
+41 44 239 4071
konstantina.georgaki@ubs.com 
Other useful information 
(at least legal representative for legal persons)



B: Identity of the notifier, if applicable
Full name
Konstantina Georgaki / Zuzana Grgov
Contact address
Europastrasse 2
8152 Opfikon
Switzerland
Phone number & email
+41 44 239 4071
konstantina.georgaki@ubs.com 
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)


C: Additional information

For notes on how to complete form TR-1 please see the FCA website.

This information is provided by RNS
The company news service from the London Stock Exchange
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