REG - Carillion PLC - Holding(s) in Company <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

14/03/2017 16:10

RNS Number : 4644Z
Carillion PLC
14 March 2017
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi


1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:ii
Carillion Plc
GB0007365546
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
n/a
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
n/a
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
Yes
An event changing the breakdown of voting rights
n/a
Other (please specify):

n/a
3. Full name of person(s) subject to the
notification obligation:iii
UBS Investment Bank
UBS Group AG
4. Full name of shareholder(s)
(if different from 3.):iv
UBS AG London Branch
5. Date of the transaction and date on
which the threshold is crossed or
reached:v
10 March 2017
6. Date on which issuer notified:
14 March 2017
7. Threshold(s) that is/are crossed or
reached: vi, vii
5% Section (B+C)


8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares

if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x

Direct xi
Indirect xii
Direct
Indirect
GB0007365546
80,447
80,447
-
-
1,146,104
-
0.27%


B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
Right to recall lent shares
-
Anytime
264,271
0.06%
XS1140296614
19.12.2019
4 years
216,509
0.05%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
Equity Swaps
-
from 02.05.2017
to 16.01.2020
-
20,368,245
Nominal
Delta
-
4.73%

Total (A+B+C)
Number of voting rights
Percentage of voting rights
21,995,129
5.11%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG:
- directly through its branches: UBS AG London Branch - 21,995,129 (5.11%)
 

Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:



13. Additional information:


14. Contact name:
Jamie Bonney / David Iglesias
15. Contact telephone number:
+41 44 239 8058

This information is provided by RNS
The company news service from the London Stock Exchange
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