REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 14:08

RNS Number : 6123P
Morgan Stanley Securities Limited
20 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
19 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
1,559,420
2.6110 GBP
2.4490 GBP
50P ORDINARY
SALES
1,595,253
2.6060 GBP
2.4490 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
PURCHASES
1,000,000
100.4000 GBP
100.4000 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
SALES
3,200,000
100.6500 GBP
99.3300 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
3,492
2.4580 GBP
50P ORDINARY
CFD
LONG
1,774
2.4600 GBP
50P ORDINARY
CFD
LONG
1,488
2.4610 GBP
50P ORDINARY
CFD
LONG
1,960
2.4648 GBP
50P ORDINARY
CFD
LONG
746
2.4650 GBP
50P ORDINARY
CFD
LONG
1,939
2.4661 GBP
50P ORDINARY
CFD
LONG
2,168
2.4670 GBP
50P ORDINARY
CFD
LONG
1,023
2.4680 GBP
50P ORDINARY
CFD
LONG
2,995
2.4685 GBP
50P ORDINARY
CFD
LONG
1,013
2.4688 GBP
50P ORDINARY
CFD
LONG
3,130
2.4690 GBP
50P ORDINARY
CFD
LONG
960
2.4700 GBP
50P ORDINARY
CFD
LONG
842
2.4740 GBP
50P ORDINARY
CFD
LONG
251
2.4963 GBP
50P ORDINARY
CFD
LONG
8,226
2.5095 GBP
50P ORDINARY
CFD
LONG
4,590
2.5095 GBP
50P ORDINARY
CFD
LONG
86
2.5415 GBP
50P ORDINARY
CFD
LONG
330,231
2.5415 GBP
50P ORDINARY
CFD
LONG
435,865
2.5566 GBP
50P ORDINARY
CFD
LONG
12,430
2.5600 GBP
50P ORDINARY
CFD
LONG
210,580
2.5600 GBP
50P ORDINARY
CFD
LONG
2,605
2.5600 GBP
50P ORDINARY
CFD
LONG
5,011
2.5600 GBP
50P ORDINARY
CFD
LONG
258
2.5600 GBP
50P ORDINARY
CFD
LONG
4,090
2.5600 GBP
50P ORDINARY
CFD
LONG
2,661
2.5601 GBP
50P ORDINARY
CFD
LONG
80,300
2.5616 GBP
50P ORDINARY
CFD
LONG
80,758
2.5625 GBP
50P ORDINARY
CFD
LONG
17,171
2.5644 GBP
50P ORDINARY
CFD
SHORT
24,300
2.4588 GBP
50P ORDINARY
CFD
SHORT
3,000
2.4650 GBP
50P ORDINARY
CFD
SHORT
789
2.4676 GBP
50P ORDINARY
CFD
SHORT
24,890
2.4869 GBP
50P ORDINARY
CFD
SHORT
5,406
2.5085 GBP
50P ORDINARY
CFD
SHORT
7,234
2.5085 GBP
50P ORDINARY
CFD
SHORT
8,517
2.5141 GBP
50P ORDINARY
CFD
SHORT
40,417
2.5262 GBP
50P ORDINARY
CFD
SHORT
435,865
2.5320 GBP
50P ORDINARY
CFD
SHORT
18,063
2.5342 GBP
50P ORDINARY
CFD
SHORT
287,914
2.5381 GBP
50P ORDINARY
CFD
SHORT
5,577
2.5477 GBP
50P ORDINARY
CFD
SHORT
9,000
2.5477 GBP
50P ORDINARY
CFD
SHORT
4,023
2.5477 GBP
50P ORDINARY
CFD
SHORT
35,000
2.5550 GBP
50P ORDINARY
CFD
SHORT
1,757
2.5600 GBP
50P ORDINARY
CFD
SHORT
4,590
2.5600 GBP
50P ORDINARY
CFD
SHORT
29,083
2.5600 GBP
50P ORDINARY
CFD
SHORT
4
2.5638 GBP
50P ORDINARY
CFD
SHORT
6,014
2.5638 GBP
50P ORDINARY
CFD
SHORT
20,035
2.5638 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
20 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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