REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 14:29

RNS Number : 7269P
Morgan Stanley Securities Limited
21 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
20 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
1,335,168
2.4450 GBP
2.3460 GBP
50P ORDINARY
SALES
1,854,500
2.4500 GBP
2.3350 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
147
2.3487 GBP
50P ORDINARY
CFD
LONG
10,000
2.3507 GBP
50P ORDINARY
CFD
LONG
250
2.3575 GBP
50P ORDINARY
CFD
LONG
416
2.3606 GBP
50P ORDINARY
CFD
LONG
3,821
2.3695 GBP
50P ORDINARY
CFD
LONG
171,116
2.3754 GBP
50P ORDINARY
CFD
LONG
18,313
2.3787 GBP
50P ORDINARY
CFD
LONG
16
2.3787 GBP
50P ORDINARY
CFD
LONG
72
2.3787 GBP
50P ORDINARY
CFD
LONG
843
2.3787 GBP
50P ORDINARY
CFD
LONG
3,043
2.3800 GBP
50P ORDINARY
CFD
LONG
213,417
2.3803 GBP
50P ORDINARY
CFD
LONG
61,464
2.3811 GBP
50P ORDINARY
CFD
LONG
544,232
2.3821 GBP
50P ORDINARY
CFD
LONG
10,770
2.3842 GBP
50P ORDINARY
CFD
LONG
267
2.3855 GBP
50P ORDINARY
CFD
LONG
1,137
2.3860 GBP
50P ORDINARY
CFD
LONG
380
2.3890 GBP
50P ORDINARY
CFD
LONG
23
2.3890 GBP
50P ORDINARY
CFD
LONG
2,557
2.3890 GBP
50P ORDINARY
CFD
LONG
192
2.3890 GBP
50P ORDINARY
CFD
LONG
4,316
2.3890 GBP
50P ORDINARY
CFD
LONG
2,027
2.3890 GBP
50P ORDINARY
CFD
LONG
1,137
2.3890 GBP
50P ORDINARY
CFD
LONG
801
2.3900 GBP
50P ORDINARY
CFD
LONG
2,174
2.3910 GBP
50P ORDINARY
CFD
LONG
652
2.3920 GBP
50P ORDINARY
CFD
LONG
718
2.3930 GBP
50P ORDINARY
CFD
LONG
1,390
2.3940 GBP
50P ORDINARY
CFD
LONG
1,766
2.3960 GBP
50P ORDINARY
CFD
LONG
2,178
2.3980 GBP
50P ORDINARY
CFD
LONG
2,067
2.3990 GBP
50P ORDINARY
CFD
LONG
17
2.4100 GBP
50P ORDINARY
CFD
LONG
59
2.4105 GBP
50P ORDINARY
CFD
LONG
35,000
2.4200 GBP
50P ORDINARY
CFD
LONG
357
2.4288 GBP
50P ORDINARY
CFD
SHORT
10,431
2.3671 GBP
50P ORDINARY
CFD
SHORT
10,000
2.3700 GBP
50P ORDINARY
CFD
SHORT
7,476
2.3739 GBP
50P ORDINARY
CFD
SHORT
24,890
2.3739 GBP
50P ORDINARY
CFD
SHORT
171,116
2.3782 GBP
50P ORDINARY
CFD
SHORT
547,236
2.3794 GBP
50P ORDINARY
CFD
SHORT
86
2.3794 GBP
50P ORDINARY
CFD
SHORT
533
2.3802 GBP
50P ORDINARY
CFD
SHORT
333
2.3802 GBP
50P ORDINARY
CFD
SHORT
65
2.3803 GBP
50P ORDINARY
CFD
SHORT
9,810
2.3860 GBP
50P ORDINARY
CFD
SHORT
760
2.3869 GBP
50P ORDINARY
CFD
SHORT
9,153
2.3890 GBP
50P ORDINARY
CFD
SHORT
166
2.3890 GBP
50P ORDINARY
CFD
SHORT
151,432
2.3890 GBP
50P ORDINARY
CFD
LONG
26,184
2.3829 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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