REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 09:54

RNS Number : 3111O
Morgan Stanley Securities Limited
05 August 2014
AMENDMENT (Section 2 (a & b)) 
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
01 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
1,113,782
3.3500 GBP
3.2670 GBP
50P ORDINARY
SALES
955,228
3.3460 GBP
3.2680 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
932
3.2764 GBP
50P ORDINARY
CFD
LONG
1,401
3.2810 GBP
50P ORDINARY
CFD
LONG
6,190
3.2810 GBP
50P ORDINARY
CFD
LONG
17,117
3.2810 GBP
50P ORDINARY
CFD
LONG
11,735
3.2810 GBP
50P ORDINARY
CFD
LONG
7,337
3.2810 GBP
50P ORDINARY
CFD
LONG
3
3.2833 GBP
50P ORDINARY
CFD
LONG
2,238
3.2841 GBP
50P ORDINARY
CFD
LONG
4,785
3.2861 GBP
50P ORDINARY
CFD
LONG
14,106
3.2861 GBP
50P ORDINARY
CFD
LONG
52
3.2905 GBP
50P ORDINARY
CFD
LONG
1,476
3.3000 GBP
50P ORDINARY
CFD
LONG
700
3.3011 GBP
50P ORDINARY
CFD
LONG
1,021
3.3021 GBP
50P ORDINARY
CFD
LONG
13,306
3.3021 GBP
50P ORDINARY
CFD
LONG
487
3.3090 GBP
50P ORDINARY
CFD
LONG
12,833
3.3090 GBP
50P ORDINARY
CFD
LONG
261,047
3.3111 GBP
50P ORDINARY
CFD
LONG
7,893
3.3112 GBP
50P ORDINARY
CFD
LONG
18,407
3.3120 GBP
50P ORDINARY
CFD
LONG
110
3.3121 GBP
50P ORDINARY
CFD
LONG
1,454
3.3154 GBP
50P ORDINARY
CFD
LONG
633
3.3160 GBP
50P ORDINARY
CFD
LONG
1,825
3.3160 GBP
50P ORDINARY
CFD
LONG
70
3.3168 GBP
50P ORDINARY
CFD
LONG
1
3.3200 GBP
50P ORDINARY
CFD
LONG
63
3.3250 GBP
50P ORDINARY
CFD
LONG
19
3.3278 GBP
50P ORDINARY
CFD
LONG
1,317
3.3305 GBP
50P ORDINARY
CFD
LONG
5,380
3.3305 GBP
50P ORDINARY
CFD
LONG
25
3.3307 GBP
50P ORDINARY
CFD
LONG
3
3.3320 GBP
50P ORDINARY
CFD
LONG
10
3.3320 GBP
50P ORDINARY
CFD
LONG
6
3.3350 GBP
50P ORDINARY
CFD
LONG
6,921
3.3354 GBP
50P ORDINARY
CFD
LONG
25
3.3354 GBP
50P ORDINARY
CFD
LONG
1,688
3.3380 GBP
50P ORDINARY
CFD
LONG
3,538
3.3390 GBP
50P ORDINARY
CFD
LONG
9
3.3430 GBP
50P ORDINARY
CFD
LONG
55
3.3430 GBP
50P ORDINARY
CFD
SHORT
4,213
3.2853 GBP
50P ORDINARY
CFD
SHORT
15,163
3.2853 GBP
50P ORDINARY
CFD
SHORT
1,260
3.2853 GBP
50P ORDINARY
CFD
SHORT
4,560
3.2853 GBP
50P ORDINARY
CFD
SHORT
82
3.2859 GBP
50P ORDINARY
CFD
SHORT
3
3.2866 GBP
50P ORDINARY
CFD
SHORT
1,768
3.2960 GBP
50P ORDINARY
CFD
SHORT
406
3.2970 GBP
50P ORDINARY
CFD
SHORT
136,509
3.3000 GBP
50P ORDINARY
CFD
SHORT
1,400
3.3000 GBP
50P ORDINARY
CFD
SHORT
857
3.3000 GBP
50P ORDINARY
CFD
SHORT
4,488
3.3049 GBP
50P ORDINARY
CFD
SHORT
14,944
3.3049 GBP
50P ORDINARY
CFD
SHORT
402
3.3060 GBP
50P ORDINARY
CFD
SHORT
1,282
3.3070 GBP
50P ORDINARY
CFD
SHORT
460
3.3080 GBP
50P ORDINARY
CFD
SHORT
868
3.3090 GBP
50P ORDINARY
CFD
SHORT
449
3.3090 GBP
50P ORDINARY
CFD
SHORT
524
3.3090 GBP
50P ORDINARY
CFD
SHORT
436
3.3090 GBP
50P ORDINARY
CFD
SHORT
566
3.3110 GBP
50P ORDINARY
CFD
SHORT
23,182
3.3110 GBP
50P ORDINARY
CFD
SHORT
270,155
3.3128 GBP
50P ORDINARY
CFD
SHORT
4,436
3.3128 GBP
50P ORDINARY
CFD
SHORT
424
3.3200 GBP
50P ORDINARY
CFD
SHORT
467
3.3210 GBP
50P ORDINARY
CFD
SHORT
2,671
3.3220 GBP
50P ORDINARY
CFD
SHORT
1,709
3.3230 GBP
50P ORDINARY
CFD
SHORT
24,641
3.3238 GBP
50P ORDINARY
CFD
SHORT
1,254
3.3240 GBP
50P ORDINARY
CFD
SHORT
443
3.3260 GBP
50P ORDINARY
CFD
SHORT
512
3.3300 GBP
50P ORDINARY
CFD
SHORT
1,825
3.3310 GBP
50P ORDINARY
CFD
SHORT
829
3.3310 GBP
50P ORDINARY
CFD
SHORT
1,073
3.3320 GBP
50P ORDINARY
CFD
SHORT
356
3.3340 GBP
50P ORDINARY
CFD
SHORT
451
3.3350 GBP
50P ORDINARY
CFD
SHORT
124
3.3350 GBP
50P ORDINARY
CFD
SHORT
11
3.3350 GBP
50P ORDINARY
CFD
SHORT
55
3.3430 GBP
50P ORDINARY
CFD
SHORT
10,236
3.3107 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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