REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 10:17

RNS Number : 2822O
Morgan Stanley Securities Limited
05 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
04 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
532,862
3.3200 GBP
3.2760 GBP
50P ORDINARY
SALES
491,514
3.3260 GBP
3.2750 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
32
3.2865 GBP
50P ORDINARY
CFD
LONG
2,677
3.2890 GBP
50P ORDINARY
CFD
LONG
2,132
3.2890 GBP
50P ORDINARY
CFD
LONG
88
3.2959 GBP
50P ORDINARY
CFD
LONG
4
3.2970 GBP
50P ORDINARY
CFD
LONG
1
3.2970 GBP
50P ORDINARY
CFD
LONG
278
3.2983 GBP
50P ORDINARY
CFD
LONG
8,165
3.2983 GBP
50P ORDINARY
CFD
LONG
13,059
3.2983 GBP
50P ORDINARY
CFD
LONG
19,050
3.2983 GBP
50P ORDINARY
CFD
LONG
27,441
3.2983 GBP
50P ORDINARY
CFD
LONG
1,559
3.2983 GBP
50P ORDINARY
CFD
LONG
393
3.2989 GBP
50P ORDINARY
CFD
LONG
5,672
3.2999 GBP
50P ORDINARY
CFD
LONG
530
3.3000 GBP
50P ORDINARY
CFD
LONG
134,774
3.3013 GBP
50P ORDINARY
CFD
LONG
43
3.3016 GBP
50P ORDINARY
CFD
LONG
589
3.3016 GBP
50P ORDINARY
CFD
LONG
13,615
3.3043 GBP
50P ORDINARY
CFD
LONG
117
3.3058 GBP
50P ORDINARY
CFD
LONG
388
3.3075 GBP
50P ORDINARY
CFD
LONG
8,686
3.3082 GBP
50P ORDINARY
CFD
LONG
142
3.3082 GBP
50P ORDINARY
CFD
LONG
627
3.3082 GBP
50P ORDINARY
CFD
LONG
21
3.3128 GBP
50P ORDINARY
CFD
LONG
562
3.3150 GBP
50P ORDINARY
CFD
LONG
29
3.3168 GBP
50P ORDINARY
CFD
LONG
221
3.3170 GBP
50P ORDINARY
CFD
SHORT
1,109
3.2910 GBP
50P ORDINARY
CFD
SHORT
334
3.2910 GBP
50P ORDINARY
CFD
SHORT
15,167
3.2975 GBP
50P ORDINARY
CFD
SHORT
4,556
3.2975 GBP
50P ORDINARY
CFD
SHORT
12,376
3.2987 GBP
50P ORDINARY
CFD
SHORT
1,021
3.2987 GBP
50P ORDINARY
CFD
SHORT
129,897
3.2997 GBP
50P ORDINARY
CFD
SHORT
86,214
3.3000 GBP
50P ORDINARY
CFD
SHORT
1,130
3.3000 GBP
50P ORDINARY
CFD
SHORT
1,548
3.3003 GBP
50P ORDINARY
CFD
SHORT
1,100
3.3007 GBP
50P ORDINARY
CFD
SHORT
5,597
3.3011 GBP
50P ORDINARY
CFD
SHORT
556
3.3030 GBP
50P ORDINARY
CFD
SHORT
1,305
3.3060 GBP
50P ORDINARY
CFD
SHORT
470
3.3070 GBP
50P ORDINARY
CFD
SHORT
1,065
3.3079 GBP
50P ORDINARY
CFD
SHORT
432
3.3080 GBP
50P ORDINARY
CFD
SHORT
5,799
3.3080 GBP
50P ORDINARY
CFD
SHORT
19,308
3.3080 GBP
50P ORDINARY
CFD
SHORT
415
3.3090 GBP
50P ORDINARY
CFD
SHORT
1,817
3.3096 GBP
50P ORDINARY
CFD
SHORT
831
3.3100 GBP
50P ORDINARY
CFD
SHORT
2
3.3100 GBP
50P ORDINARY
CFD
SHORT
5,700
3.3103 GBP
50P ORDINARY
CFD
SHORT
2,175
3.3110 GBP
50P ORDINARY
CFD
SHORT
1,369
3.3120 GBP
50P ORDINARY
CFD
SHORT
1,523
3.3128 GBP
50P ORDINARY
CFD
SHORT
886
3.3140 GBP
50P ORDINARY
CFD
SHORT
798
3.3150 GBP
50P ORDINARY
CFD
SHORT
405
3.3160 GBP
50P ORDINARY
CFD
SHORT
5,118
3.3000 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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