REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 11:28

RNS Number : 6497O
Morgan Stanley Securities Limited
08 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
07 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
611,048
3.3300 GBP
3.2110 GBP
50P ORDINARY
SALES
597,681
3.3120 GBP
3.2150 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
136
3.2160 GBP
50P ORDINARY
CFD
LONG
3,535
3.2260 GBP
50P ORDINARY
CFD
LONG
78
3.2304 GBP
50P ORDINARY
CFD
LONG
2,201
3.2323 GBP
50P ORDINARY
CFD
LONG
420
3.2330 GBP
50P ORDINARY
CFD
LONG
8
3.2362 GBP
50P ORDINARY
CFD
LONG
186
3.2369 GBP
50P ORDINARY
CFD
LONG
130
3.2450 GBP
50P ORDINARY
CFD
LONG
47
3.2490 GBP
50P ORDINARY
CFD
LONG
12
3.2490 GBP
50P ORDINARY
CFD
LONG
22
3.2500 GBP
50P ORDINARY
CFD
LONG
53
3.2537 GBP
50P ORDINARY
CFD
LONG
93,210
3.2546 GBP
50P ORDINARY
CFD
LONG
15,421
3.2546 GBP
50P ORDINARY
CFD
LONG
35
3.2554 GBP
50P ORDINARY
CFD
LONG
3,300
3.2590 GBP
50P ORDINARY
CFD
LONG
44
3.2600 GBP
50P ORDINARY
CFD
LONG
55
3.2607 GBP
50P ORDINARY
CFD
SHORT
522
3.2180 GBP
50P ORDINARY
CFD
SHORT
11,618
3.2180 GBP
50P ORDINARY
CFD
SHORT
2,050
3.2201 GBP
50P ORDINARY
CFD
SHORT
6,624
3.2332 GBP
50P ORDINARY
CFD
SHORT
182
3.2365 GBP
50P ORDINARY
CFD
SHORT
1
3.2450 GBP
50P ORDINARY
CFD
SHORT
92,734
3.2516 GBP
50P ORDINARY
CFD
SHORT
10,000
3.2552 GBP
50P ORDINARY
CFD
SHORT
46
3.2565 GBP
50P ORDINARY
CFD
SHORT
420
3.2700 GBP
50P ORDINARY
CFD
SHORT
3,211
3.2384 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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