REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 11:51

RNS Number : 7808O
Morgan Stanley Securities Limited
11 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
08 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
755,545
3.2750 GBP
3.1440 GBP
50P ORDINARY
SALES
695,352
3.2170 GBP
3.1500 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
438
3.1650 GBP
50P ORDINARY
CFD
LONG
295
3.1700 GBP
50P ORDINARY
CFD
LONG
3,353
3.1710 GBP
50P ORDINARY
CFD
LONG
2,527
3.1720 GBP
50P ORDINARY
CFD
LONG
629
3.1724 GBP
50P ORDINARY
CFD
LONG
72
3.1724 GBP
50P ORDINARY
CFD
LONG
1,288
3.1730 GBP
50P ORDINARY
CFD
LONG
2,572
3.1740 GBP
50P ORDINARY
CFD
LONG
461
3.1747 GBP
50P ORDINARY
CFD
LONG
1,292
3.1750 GBP
50P ORDINARY
CFD
LONG
2,162
3.1760 GBP
50P ORDINARY
CFD
LONG
1,571
3.1780 GBP
50P ORDINARY
CFD
LONG
633
3.1784 GBP
50P ORDINARY
CFD
LONG
60
3.1784 GBP
50P ORDINARY
CFD
LONG
2,316
3.1784 GBP
50P ORDINARY
CFD
LONG
835
3.1790 GBP
50P ORDINARY
CFD
LONG
1,528
3.1800 GBP
50P ORDINARY
CFD
LONG
5,612
3.1808 GBP
50P ORDINARY
CFD
LONG
251
3.1810 GBP
50P ORDINARY
CFD
LONG
985
3.1820 GBP
50P ORDINARY
CFD
LONG
415
3.1840 GBP
50P ORDINARY
CFD
LONG
1,651
3.1852 GBP
50P ORDINARY
CFD
LONG
452
3.1920 GBP
50P ORDINARY
CFD
LONG
27,769
3.1921 GBP
50P ORDINARY
CFD
LONG
107,044
3.1921 GBP
50P ORDINARY
CFD
LONG
265
3.1930 GBP
50P ORDINARY
CFD
LONG
1,402
3.2036 GBP
50P ORDINARY
CFD
LONG
78
3.2070 GBP
50P ORDINARY
CFD
LONG
63,884
3.2070 GBP
50P ORDINARY
CFD
LONG
3
3.2070 GBP
50P ORDINARY
CFD
LONG
153
3.2070 GBP
50P ORDINARY
CFD
SHORT
572
3.1700 GBP
50P ORDINARY
CFD
SHORT
661
3.1700 GBP
50P ORDINARY
CFD
SHORT
3,255
3.1717 GBP
50P ORDINARY
CFD
SHORT
419
3.1720 GBP
50P ORDINARY
CFD
SHORT
1,800
3.1799 GBP
50P ORDINARY
CFD
SHORT
15,421
3.1950 GBP
50P ORDINARY
CFD
SHORT
107,044
3.1950 GBP
50P ORDINARY
CFD
SHORT
39,401
3.1951 GBP
50P ORDINARY
CFD
SHORT
1,927
3.1992 GBP
50P ORDINARY
CFD
SHORT
14,975
3.1993 GBP
50P ORDINARY
CFD
SHORT
16,254
3.2016 GBP
50P ORDINARY
CFD
SHORT
69
3.2030 GBP
50P ORDINARY
CFD
SHORT
230
3.2053 GBP
50P ORDINARY
CFD
SHORT
1,507
3.2070 GBP
50P ORDINARY
CFD
SHORT
326
3.2070 GBP
50P ORDINARY
CFD
SHORT
457
3.2070 GBP
50P ORDINARY
CFD
SHORT
417
3.2070 GBP
50P ORDINARY
CFD
SHORT
3,323
3.2070 GBP
50P ORDINARY
CFD
SHORT
50,000
3.2750 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
11 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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