REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 12:55

RNS Number : 1435P
Morgan Stanley Securities Limited
14 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
13 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
271,482
3.2170 GBP
3.1740 GBP
50P ORDINARY
SALES
352,196
3.2170 GBP
3.1670 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
100
3.1770 GBP
50P ORDINARY
CFD
LONG
432
3.1780 GBP
50P ORDINARY
CFD
LONG
506
3.1800 GBP
50P ORDINARY
CFD
LONG
464
3.1830 GBP
50P ORDINARY
CFD
LONG
315
3.1840 GBP
50P ORDINARY
CFD
LONG
226
3.1864 GBP
50P ORDINARY
CFD
LONG
363
3.1864 GBP
50P ORDINARY
CFD
LONG
1,658
3.1864 GBP
50P ORDINARY
CFD
LONG
43
3.1865 GBP
50P ORDINARY
CFD
LONG
55
3.1865 GBP
50P ORDINARY
CFD
LONG
5,348
3.1865 GBP
50P ORDINARY
CFD
LONG
386
3.1865 GBP
50P ORDINARY
CFD
LONG
88,894
3.1956 GBP
50P ORDINARY
CFD
LONG
10,255
3.1956 GBP
50P ORDINARY
CFD
LONG
14,682
3.1970 GBP
50P ORDINARY
CFD
LONG
6,886
3.1976 GBP
50P ORDINARY
CFD
LONG
1,313
3.1977 GBP
50P ORDINARY
CFD
LONG
223
3.1990 GBP
50P ORDINARY
CFD
LONG
19,529
3.2000 GBP
50P ORDINARY
CFD
LONG
475
3.2000 GBP
50P ORDINARY
CFD
LONG
247
3.2000 GBP
50P ORDINARY
CFD
LONG
1,179
3.2000 GBP
50P ORDINARY
CFD
LONG
11
3.2110 GBP
50P ORDINARY
CFD
LONG
5,738
3.2150 GBP
50P ORDINARY
CFD
SHORT
1
3.1780 GBP
50P ORDINARY
CFD
SHORT
2,345
3.1894 GBP
50P ORDINARY
CFD
SHORT
200
3.1916 GBP
50P ORDINARY
CFD
SHORT
152
3.1920 GBP
50P ORDINARY
CFD
SHORT
471
3.1920 GBP
50P ORDINARY
CFD
SHORT
2,725
3.1940 GBP
50P ORDINARY
CFD
SHORT
65,986
3.1956 GBP
50P ORDINARY
CFD
SHORT
24,580
3.1978 GBP
50P ORDINARY
CFD
SHORT
40,359
3.1986 GBP
50P ORDINARY
CFD
SHORT
6
3.1991 GBP
50P ORDINARY
CFD
SHORT
4,536
3.1991 GBP
50P ORDINARY
CFD
SHORT
5,627
3.1997 GBP
50P ORDINARY
CFD
SHORT
4
3.2020 GBP
50P ORDINARY
CFD
SHORT
72
3.2020 GBP
50P ORDINARY
CFD
SHORT
3,793
3.2021 GBP
50P ORDINARY
CFD
SHORT
482
3.2140 GBP
50P ORDINARY
CFD
LONG
1,498
3.1971 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
14 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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