REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 13:15

RNS Number : 4198P
Morgan Stanley Securities Limited
18 August 2014
AMENDMENT (Section 2(b)) 
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
14 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
1,211,911
3.5090 GBP
3.2180 GBP
50P ORDINARY
SALES
1,065,029
3.5100 GBP
3.2300 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
152
3.2830 GBP
50P ORDINARY
CFD
LONG
36,495
3.3742 GBP
50P ORDINARY
CFD
LONG
348
3.3810 GBP
50P ORDINARY
CFD
LONG
1,503
3.3831 GBP
50P ORDINARY
CFD
LONG
5,504
3.3831 GBP
50P ORDINARY
CFD
LONG
142
3.3831 GBP
50P ORDINARY
CFD
LONG
10,000
3.4088 GBP
50P ORDINARY
CFD
LONG
374,968
3.4302 GBP
50P ORDINARY
CFD
LONG
5,634
3.4464 GBP
50P ORDINARY
CFD
LONG
18,756
3.4464 GBP
50P ORDINARY
CFD
LONG
15,639
3.4513 GBP
50P ORDINARY
CFD
LONG
2,436
3.4550 GBP
50P ORDINARY
CFD
LONG
547,622
3.4680 GBP
50P ORDINARY
CFD
LONG
152,378
3.4680 GBP
50P ORDINARY
CFD
LONG
103,394
3.4680 GBP
50P ORDINARY
CFD
LONG
93,580
3.4680 GBP
50P ORDINARY
CFD
LONG
182
3.4711 GBP
50P ORDINARY
CFD
LONG
4
3.4711 GBP
50P ORDINARY
CFD
LONG
620
3.4711 GBP
50P ORDINARY
CFD
SHORT
28
3.2860 GBP
50P ORDINARY
CFD
SHORT
428
3.3040 GBP
50P ORDINARY
CFD
SHORT
432
3.3130 GBP
50P ORDINARY
CFD
SHORT
450
3.3140 GBP
50P ORDINARY
CFD
SHORT
379
3.3230 GBP
50P ORDINARY
CFD
SHORT
135,900
3.4212 GBP
50P ORDINARY
CFD
SHORT
837
3.4260 GBP
50P ORDINARY
CFD
SHORT
10,255
3.4425 GBP
50P ORDINARY
CFD
SHORT
399,627
3.4425 GBP
50P ORDINARY
CFD
SHORT
19,452
3.4505 GBP
50P ORDINARY
CFD
SHORT
367
3.4570 GBP
50P ORDINARY
CFD
SHORT
6
3.4570 GBP
50P ORDINARY
CFD
SHORT
8,337
3.4646 GBP
50P ORDINARY
CFD
SHORT
267
3.4666 GBP
50P ORDINARY
CFD
SHORT
7
3.4671 GBP
50P ORDINARY
CFD
SHORT
187,016
3.4676 GBP
50P ORDINARY
CFD
SHORT
547,622
3.4680 GBP
50P ORDINARY
CFD
SHORT
152,378
3.4680 GBP
50P ORDINARY
CFD
SHORT
202
3.4680 GBP
50P ORDINARY
CFD
SHORT
3,071
3.4680 GBP
50P ORDINARY
CFD
SHORT
757
3.4680 GBP
50P ORDINARY
CFD
SHORT
1,880
3.4680 GBP
50P ORDINARY
CFD
SHORT
394
3.4680 GBP
50P ORDINARY
CFD
SHORT
5
3.4700 GBP
50P ORDINARY
CFD
SHORT
44
3.4704 GBP
50P ORDINARY
CFD
SHORT
2
3.4730 GBP
50P ORDINARY
CFD
SHORT
14,238
3.4746 GBP
50P ORDINARY
CFD
SHORT
1,695
3.4761 GBP
50P ORDINARY
CFD
SHORT
39,361
3.4763 GBP
50P ORDINARY
CFD
SHORT
49
3.4765 GBP
50P ORDINARY
CFD
SHORT
10,505
3.4766 GBP
50P ORDINARY
CFD
SHORT
4,410
3.4766 GBP
50P ORDINARY
CFD
SHORT
6,685
3.4766 GBP
50P ORDINARY
CFD
SHORT
190
3.4818 GBP
50P ORDINARY
CFD
SHORT
391
3.4925 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
18 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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