REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 14:08

RNS Number : 7552P
Morgan Stanley Securities Limited
21 August 2014
AMENDMENT (Section 2(a) & 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
19 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
598,928
3.4270 GBP
3.3530 GBP
50P ORDINARY
SALES
482,803
3.4290 GBP
3.3540 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
1,079
3.3670 GBP
50P ORDINARY
CFD
LONG
1,708
3.3726 GBP
50P ORDINARY
CFD
LONG
40,000
3.3764 GBP
50P ORDINARY
CFD
LONG
23,809
3.3780 GBP
50P ORDINARY
CFD
LONG
158
3.3804 GBP
50P ORDINARY
CFD
LONG
46,817
3.3840 GBP
50P ORDINARY
CFD
LONG
161,192
3.3866 GBP
50P ORDINARY
CFD
LONG
559
3.3900 GBP
50P ORDINARY
CFD
LONG
384
3.3920 GBP
50P ORDINARY
CFD
LONG
422
3.3940 GBP
50P ORDINARY
CFD
LONG
486
3.3960 GBP
50P ORDINARY
CFD
LONG
923
3.3970 GBP
50P ORDINARY
CFD
LONG
4
3.3980 GBP
50P ORDINARY
CFD
LONG
1
3.3980 GBP
50P ORDINARY
CFD
LONG
1,308
3.3990 GBP
50P ORDINARY
CFD
LONG
426
3.4000 GBP
50P ORDINARY
CFD
LONG
1
3.4000 GBP
50P ORDINARY
CFD
LONG
1,982
3.4010 GBP
50P ORDINARY
CFD
LONG
1,280
3.4020 GBP
50P ORDINARY
CFD
LONG
483
3.4040 GBP
50P ORDINARY
CFD
LONG
497
3.4090 GBP
50P ORDINARY
CFD
LONG
442
3.4100 GBP
50P ORDINARY
CFD
LONG
466
3.4110 GBP
50P ORDINARY
CFD
LONG
447
3.4120 GBP
50P ORDINARY
CFD
LONG
456
3.4130 GBP
50P ORDINARY
CFD
LONG
1,462
3.4140 GBP
50P ORDINARY
CFD
LONG
474
3.4160 GBP
50P ORDINARY
CFD
LONG
30
3.4180 GBP
50P ORDINARY
CFD
LONG
28
3.4180 GBP
50P ORDINARY
CFD
LONG
287
3.4200 GBP
50P ORDINARY
CFD
SHORT
38,339
3.3670 GBP
50P ORDINARY
CFD
SHORT
1,258
3.3670 GBP
50P ORDINARY
CFD
SHORT
2,698
3.3670 GBP
50P ORDINARY
CFD
SHORT
2,508
3.3670 GBP
50P ORDINARY
CFD
SHORT
525
3.3670 GBP
50P ORDINARY
CFD
SHORT
1,011
3.3670 GBP
50P ORDINARY
CFD
SHORT
10
3.3780 GBP
50P ORDINARY
CFD
SHORT
73,416
3.3802 GBP
50P ORDINARY
CFD
SHORT
40,000
3.3856 GBP
50P ORDINARY
CFD
SHORT
162,619
3.3864 GBP
50P ORDINARY
CFD
SHORT
5,216
3.3874 GBP
50P ORDINARY
CFD
SHORT
18
3.3880 GBP
50P ORDINARY
CFD
SHORT
384
3.3930 GBP
50P ORDINARY
CFD
SHORT
5,148
3.4125 GBP
50P ORDINARY
CFD
SHORT
133
3.4125 GBP
50P ORDINARY
CFD
SHORT
1,405
3.4125 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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